STREAM ASSET MANAGEMENT LP – investment adviser, $197M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$196,933,918	100.0%

Filing source

Form ADV 1308101 · Apr 12, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

STREAM CREDIT OPPORTUNITIES FUND, LTDHedge Fund · Last reported Apr 12, 2019$47MGross asset value

Feeder funds

STREAM CREDIT OPPORTUNITES OFFSHORE FUND, LTD
STREAM CREDIT OPPORTUNITES PARTNERS, LP

Fund administrator HEDGESERV (CAYMAN), LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

J.P. MORGAN SECURITIES LLC
SEC 8-35008

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-1202225524
Reported beneficial owners: 12
Minimum commitment: $5M

Form ADV 1308101 · Apr 12, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

STREAM EQUITY MARKET NEUTRAL FUND LPHedge Fund · Last reported Apr 12, 2019$15MGross asset value

Form D fundraising filings

Stream Equity Market Neutral Fund LP

Fund administrator HEDGESERV (CAYMAN), LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian WELLS FARGO SECURITIES N.A. NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

WELLS FARGO SECURITIES, LLC
CRD 7665 · SEC 8-22947

Fund details & source

Fund ID: 805-6517001138
Reported beneficial owners: 7
Minimum commitment: $2M
Form D file number: 021-256223

Form ADV 1308101 · Apr 12, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 12, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2 BRIDGE AVENUE, SUITE #521
RED BANK, NJ, 07701, United States

CRD 283861

Filing source

Form ADV 1308101 · Apr 12, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.