Form D · Hedge Fund

Stream Equity Market Neutral Fund LP

Red Bank, NJ · CIK 0001664704

Offering snapshot reported Nov 13, 2018 · SEC filing

Reported sold
$32.3M
Indefinite offering
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 20, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.1M$32.3MJan 28, 2016: $30,520,000.00Jan 28, 2016Jan 25, 2017: $30,520,000.00Jan 25, 2017Nov 13, 2017: $31,780,000.00Nov 13, 2017Nov 13, 2018: $32,280,000.00Nov 13, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$31,780,000 → $32,280,000
  • Reported investors7 → 8

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 13, 2018Amendment$32,280,000$500,000vs Nov 13, 20178SEC filing
Nov 13, 2017Amendment$31,780,000$1,260,000vs Jan 25, 20177SEC filing
Jan 25, 2017Amendment$30,520,000$0vs Jan 28, 20165SEC filing
Jan 28, 2016Initial$30,520,000No comparison5SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-256223

Source: Form D, filed Nov 13, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

STREAM EQUITY MARKET NEUTRAL FUND LP

Investment adviser: STREAM ASSET MANAGEMENT LP

Gross asset value
$15M
Beneficial owners
7
ADV minimum commitment
$2M

Reported in Form ADV on Apr 12, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV (CAYMAN), LTD. GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO USA, LLP NEW YORK, New York, United States
Custodian WELLS FARGO SECURITIES N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BDO USA, LLP
PCAOB 243

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

WELLS FARGO SECURITIES, LLC
CRD 7665 · SEC 8-22947

Filing source

Form ADV 1308101 · Apr 12, 2019 · Schedule D 7.B.(1), fund 805-6517001138

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Pinelands Capital Management Lp Executive, Promoter
Pinelands Capital Partners Llc Executive, Promoter
Stream Asset Management Lp Executive, Promoter
Stream Asset Partners Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Stream Asset Management Lp 2 Bridge Avenue, Suite 521
Red Bank, NJ, 07701