Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Apr 28, 2026

Regulatory AUM: $1.13T
Client accounts: 938
Employees: 1,990
Advisory professionals: 1,350

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022
2022	$983,853,862,895	1,658	Mar 30, 2023
2023	$1,014,741,753,029	1,705	Mar 29, 2024
2024	$1,033,220,000,000	1,750	Mar 28, 2025
2025	$1,131,638,605,327	1,990	Mar 27, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	55	$383,284,775,490	33.9%
Pooled investment vehicles	255	$274,444,074,104	24.3%
Investment companies	90	$215,496,073,382	19.0%
Retirement plans	111	$122,396,053,790	10.8%
Sovereign wealth & foreign institutions	22	$58,175,856,455	5.1%
Banks & thrifts	6	$27,200,584,357	2.4%
Government entities	35	$26,706,591,560	2.4%
Corporations & businesses	11	$10,794,948,331	1.0%
Other clients	19	$6,535,773,961	0.6%
Other investment advisers	7	$5,085,923,085	0.4%
High-net-worth individuals	Fewer than 5	$870,166,611	0.1%
Charities	Fewer than 5	$647,784,201	0.1%
Individuals	Fewer than 5	$0	0.0%

Filing source

Form ADV 2099769 · Apr 28, 2026 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MAPLESFS LIMITED

Fund administrator · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

171 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

PRISAOther Private Fund · Master$30.7BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PRISA LP

Fund administrator BNY MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer HANA SECURITIES CO., LTD. SEOUL, Korea, South Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-6505096447
Reported beneficial owners: 409
Minimum commitment: $1M
Form D file number: 021-190284

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRISA IIOther Private Fund$14.7BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PRISA II LP

Fund administrator BNY MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer HANA SECURITIES CO., LTD SEOUL, Korea, South Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-8919038619
Reported beneficial owners: 117
Minimum commitment: $5M
Form D file number: 021-303337

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRISA III FUND LPHedge Fund$8.21BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PRISA III Fund LP

Fund administrator BNY MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NY, New York, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-3766169742
Reported beneficial owners: 72
Minimum commitment: $5M
Form D file number: 021-180624
Form D file number: 021-110535

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM REAL ESTATE U.S. DEBT FUND, L.P.Hedge Fund$6.45BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Real Estate U.S. Debt Fund, L.P.

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer HANA SECURITIES CO., LTD. SEOUL, Korea, South Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-6667831578
Reported beneficial owners: 127
Minimum commitment: $5M
Form D file number: 021-293166

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM FIXED INCOME U.S. LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$3.9BGross asset value

Search Form D filings →

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada Other funds reporting this name →

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

SG AMERICAS SECURITIES, LLC
SEC 8-66125

Fund details & source

Fund ID: 805-4912445310
Reported beneficial owners: 7
Minimum commitment: $5M

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM BROAD MARKET HIGH YIELD BOND FUND, L.P.Hedge Fund$3.75BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Broad Market High Yield Bond Fund, L.P.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-6146282497
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-301973

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM CORE CONSERVATIVE BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTOther Private Fund$3.48BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-7448682829
Reported beneficial owners: 7
Minimum commitment: $0
Form D file number: 021-281142

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 27, 2026 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 2099769 · Apr 28, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.13T
Non-discretionary: $6.09B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 2099769 · Apr 28, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.