Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Mar 29, 2024
- Regulatory AUM
- $1.01T Form ADV · Item 5.F
- Client accounts
- 1,021 Accounts, not individual clients
- Employees
- 1,705 Reported in this filing
- Advisory professionals
- 1,420 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
| 2022 | $983,853,862,895 | 1,658 | Mar 30, 2023 |
| 2023 | $1,014,741,753,029 | 1,705 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 72 | $323,871,499,852 | 31.9% |
| Investment companies | 158 | $240,904,310,848 | 23.7% |
| Pooled investment vehicles | 240 | $234,876,182,467 | 23.1% |
| Retirement plans | 112 | $92,421,828,394 | 9.1% |
| Sovereign wealth & foreign institutions | 23 | $43,381,371,716 | 4.3% |
| Banks & thrifts | 6 | $33,752,925,709 | 3.3% |
| Government entities | 30 | $22,152,998,900 | 2.2% |
| Corporations & businesses | 9 | $9,399,518,834 | 0.9% |
| Other clients | 16 | $8,922,036,761 | 0.9% |
| Other investment advisers | 6 | $5,059,079,548 | 0.5% |
Filing source
Form ADV 1826732 · Mar 29, 2024 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
JP MORGAN CHASE BANK, N.A.
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
138 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PRISAOther Private Fund · Master$34.8BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-6505096447
- Reported beneficial owners
- 361
- Minimum commitment
- $1M
- Form D file number
- 021-190284
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$26.2BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICE WATERHOUSE COOPERS LLP
PCAOB 271
PRICEWATERHOUSECOOPERS
PCAOB 1266
BARCLAYS CAPITAL INC.
SEC 8-41342
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-9695071809
- Reported beneficial owners
- 14
- Minimum commitment
- $5M
- Form D file number
- 021-216971
- Form D file number
- 021-252812
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISA IIOther Private Fund$17.5BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
PGIM INVESTMENTS LLC
CRD 105670 · SEC 801-31104
Fund details & source
- Fund ID
- 805-8919038619
- Reported beneficial owners
- 110
- Minimum commitment
- $5M
- Form D file number
- 021-303337
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISA III FUND LPHedge Fund$6.63BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
PGIM INVESTMENTS LLC
CRD 105670 · SEC 801-31104
Fund details & source
- Fund ID
- 805-3766169742
- Reported beneficial owners
- 53
- Minimum commitment
- $5M
- Form D file number
- 021-180624
- Form D file number
- 021-110535
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM REAL ESTATE U.S. DEBT FUND, L.P.Hedge Fund$4.98BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
PGIM INVESTMENTS LLC
CRD 105670 · SEC 801-31104
Fund details & source
- Fund ID
- 805-6667831578
- Reported beneficial owners
- 65
- Minimum commitment
- $5M
- Form D file number
- 021-293166
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM CORE CONSERVATIVE BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTOther Private Fund$3.62BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-7448682829
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-281142
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM BROAD MARKET HIGH YIELD BOND FUND, L.P.Hedge Fund$3.37BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6146282497
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-301973
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 29, 2024 · previous imported filing
- Regulatory AUM$983,853,862,895 → $1,014,741,753,029
- Client accounts874 → 1,021
- Employees1,658 → 1,705
Filing source
Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.01T
- Non-discretionary
- $4.29B
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.