Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Mar 29, 2024
- Regulatory AUM
- $1.01T Form ADV · Item 5.F
- Client accounts
- 1,021 Accounts, not individual clients
- Employees
- 1,705 Reported in this filing
- Advisory professionals
- 1,420 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
| 2022 | $983,853,862,895 | 1,658 | Mar 30, 2023 |
| 2023 | $1,014,741,753,029 | 1,705 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 72 | $323,871,499,852 | 31.9% |
| Investment companies | 158 | $240,904,310,848 | 23.7% |
| Pooled investment vehicles | 240 | $234,876,182,467 | 23.1% |
| Retirement plans | 112 | $92,421,828,394 | 9.1% |
| Sovereign wealth & foreign institutions | 23 | $43,381,371,716 | 4.3% |
| Banks & thrifts | 6 | $33,752,925,709 | 3.3% |
| Government entities | 30 | $22,152,998,900 | 2.2% |
| Corporations & businesses | 9 | $9,399,518,834 | 0.9% |
| Other clients | 16 | $8,922,036,761 | 0.9% |
| Other investment advisers | 6 | $5,059,079,548 | 0.5% |
Filing source
Form ADV 1826732 · Mar 29, 2024 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
138 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
DRYDEN 43 SENIOR LOAN FUNDSecuritized Asset Fund$639MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-9075297234
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM FIXED INCOME EMERGING MARKETS LONG SHORT MASTER FUND, LTD.Hedge Fund · Master$638MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
PRICEWATERHOUSECOOPERS LLP
PCAOB 271
BARCLAYS CAPITAL INC.
SEC 8-41342
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-1612174463
- Reported beneficial owners
- 12
- Minimum commitment
- $5M
- Form D file number
- 021-201866
- Form D file number
- 021-111195
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-32Other Private Fund$634MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-4938927113
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-161889
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 45 SENIOR LOAN FUNDSecuritized Asset Fund$628MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-8480646385
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 86 CLO, LTDSecuritized Asset Fund$614MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-1804030170
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM QUALIFYING INVESTOR FUNDS PLC - PGIM QIF EMERGING MARKET DEBT OPPORTUNITIES FUNDHedge Fund$613MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1366
STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49
PGIM LIMITED
CRD 160005 · SEC 801-73882
PGIM SINGAPORE
CRD 313005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6282456147
- Reported beneficial owners
- 1
- Minimum commitment
- $10M
- Form D file number
- 021-182780
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM CAPITAL PARTNERS PARALLEL FUND VI LPPrivate Equity Fund$593MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-3784743695
- Reported beneficial owners
- 8
- Minimum commitment
- $10M
- Form D file number
- 021-368579
Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 29, 2024 · previous imported filing
- Regulatory AUM$983,853,862,895 → $1,014,741,753,029
- Client accounts874 → 1,021
- Employees1,658 → 1,705
Filing source
Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.01T
- Non-discretionary
- $4.29B
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.