Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Mar 30, 2022

Regulatory AUM: $1.19T
Client accounts: 843
Employees: 1,571
Advisory professionals: 1,273

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	46	$373,540,951,359	31.3%
Pooled investment vehicles	187	$292,984,880,458	24.6%
Investment companies	133	$284,190,251,928	23.9%
Retirement plans	120	$109,589,148,426	9.2%
Sovereign wealth & foreign institutions	24	$52,188,852,873	4.4%
Banks & thrifts	5	$37,909,465,772	3.2%
Government entities	34	$24,380,416,119	2.0%
Corporations & businesses	6	$10,912,114,290	0.9%
Other investment advisers	7	$4,640,133,252	0.4%
Other clients	Fewer than 5	$1,195,536,117	0.1%

Filing source

Form ADV 1620712 · Mar 30, 2022 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DEUTSCHE BANK TRUST COMPANY AMERICAS

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

130 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$67BGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICE WATERHOUSE COOPERS LLP TORONTO, Canada Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICE WATERHOUSE COOPERS LLP
PCAOB 271

PRICEWATERHOUSECOOPERS
PCAOB 1266

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

Fund details & source

Fund ID: 805-9695071809
Reported beneficial owners: 46
Minimum commitment: $5M
Form D file number: 021-252812
Form D file number: 021-216971

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRISAOther Private Fund · Master$32.5BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PRISA LP

Fund administrator BNY MELLON WOODLAND PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-6505096447
Reported beneficial owners: 361
Minimum commitment: $1M
Form D file number: 021-190284

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRISA IIOther Private Fund$16.4BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PRISA II LP

Fund administrator BNY MELLON WOODLAND PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-8919038619
Reported beneficial owners: 110
Minimum commitment: $5M
Form D file number: 021-303337

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM FIXED INCOME U.S. LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$6.05BGross asset value

Search Form D filings →

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada Other funds reporting this name →

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE SECURITIES (USA) LLC NY, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

Fund details & source

Fund ID: 805-4912445310
Reported beneficial owners: 11
Minimum commitment: $5M

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRISA III FUND LPHedge Fund$5.29BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PRISA III Fund LP

Fund administrator BNY MELLON WOODLAND PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NY, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-3766169742
Reported beneficial owners: 53
Minimum commitment: $5M
Form D file number: 021-110535
Form D file number: 021-180624

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM CORE CONSERVATIVE BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTOther Private Fund$4.25BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-7448682829
Reported beneficial owners: 7
Minimum commitment: $0
Form D file number: 021-281142

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM BROAD MARKET HIGH YIELD BOND FUND, L.P.Hedge Fund$4.22BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Broad Market High Yield Bond Fund, L.P.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-6146282497
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-301973

Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 23, 2022 · previous imported filing

Regulatory AUM$1,152,137,172,504 → $1,191,531,750,594
Client accounts836 → 843
Employees1,374 → 1,571

Filing source

Form ADV 1620712 · Mar 30, 2022 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.18T
Non-discretionary: $12.5B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1620712 · Mar 30, 2022 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.