Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Mar 30, 2022
- Regulatory AUM
- $1.19T Form ADV · Item 5.F
- Client accounts
- 843 Accounts, not individual clients
- Employees
- 1,571 Reported in this filing
- Advisory professionals
- 1,273 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 46 | $373,540,951,359 | 31.3% |
| Pooled investment vehicles | 187 | $292,984,880,458 | 24.6% |
| Investment companies | 133 | $284,190,251,928 | 23.9% |
| Retirement plans | 120 | $109,589,148,426 | 9.2% |
| Sovereign wealth & foreign institutions | 24 | $52,188,852,873 | 4.4% |
| Banks & thrifts | 5 | $37,909,465,772 | 3.2% |
| Government entities | 34 | $24,380,416,119 | 2.0% |
| Corporations & businesses | 6 | $10,912,114,290 | 0.9% |
| Other investment advisers | 7 | $4,640,133,252 | 0.4% |
| Other clients | Fewer than 5 | $1,195,536,117 | 0.1% |
Filing source
Form ADV 1620712 · Mar 30, 2022 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
130 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PRUDENTIAL CAPITAL PARTNERS MANAGEMENT FUND V, L.P.Private Equity Fund · Master$73.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-7244839061
- Reported beneficial owners
- 70
- Minimum commitment
- $50K
- Form D file number
- 021-268282
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM U.S. AGRICULTURE FUND LPReal Estate Fund$49MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSE COOPERS
PCAOB 238
Fund details & source
- Fund ID
- 805-8474995151
- Reported beneficial owners
- 4
- Minimum commitment
- $10M
- Form D file number
- 021-1754752
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM SENIOR LOAN OPPORTUNITIES MANAGEMENT FUND I, L.P.Other Private Fund · Master$39.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JP MORGAN CHASE BANK N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-7709012278
- Reported beneficial owners
- 74
- Minimum commitment
- $50K
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRUDENTIAL CAPITAL ENERGY PARTNERS MANAGEMENT FUND L.P.Other Private Fund · Master$38.3MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPES LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-1450565482
- Reported beneficial owners
- 72
- Minimum commitment
- $50K
- Form D file number
- 021-276927
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM QUALIFYING INVESTOR FUNDS PLC - PGIM QIF GLOBAL LOAN FUNDHedge Fund$37.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 1366
STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49
PGIM LIMITED
CRD 160005 · SEC 801-73882
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-4807325309
- Reported beneficial owners
- 1
- Minimum commitment
- $10M
- Form D file number
- 021-182780
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRUDENTIAL CAPITAL PARTNERS (PARALLEL FUND) IV, L.P.Private Equity Fund$32.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-2219107213
- Reported beneficial owners
- 5
- Minimum commitment
- $10M
- Form D file number
- 021-172307
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-MAT-1Other Private Fund$28.6MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-2343236241
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 23, 2022 · previous imported filing
- Regulatory AUM$1,152,137,172,504 → $1,191,531,750,594
- Client accounts836 → 843
- Employees1,374 → 1,571
Filing source
Form ADV 1620712 · Mar 30, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.18T
- Non-discretionary
- $12.5B
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1620712 · Mar 30, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.