Form D · Private Equity Fund

Prudential Capital Partners (Parallel Fund) IV, L.P.

Chicago, IL · CIK 0001539423

Offering snapshot reported Jan 24, 2013 · SEC filing

Reported sold: $57.5M
Investors reported: 4
Minimum accepted: $0
First sale: Jun 18, 2012

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 4

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 24, 2013	Amendment	$57,500,000	No comparison	4	SEC filing
Jan 23, 2012	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $30K
Finders' fees: $0
Form D file number: 021-172307

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Not Applicable	None	Terrain Placement Services Pty Limited

Source: Form D, filed Jan 24, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

PRUDENTIAL CAPITAL PARTNERS (PARALLEL FUND) IV, L.P.

Investment adviser: PGIM, INC.

Gross asset value: $7.89M
Beneficial owners: 5
ADV minimum commitment: $10M

Reported in Form ADV on Apr 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$32,388,866	5	Mar 30, 2022
2022	$28,081,216	5	Mar 30, 2023
2023	$30,987,484	5	Mar 29, 2024
2024	$11,754,354	5	Mar 28, 2025
2025	$7,892,296	5	Mar 27, 2026

Filing source

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1), fund 805-2219107213

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Robert R. Derrick	Executive
Jeffrey L. Dickson	Executive
Mark A. Hoffmeister	Executive
Charles Y. King	Executive
Paul L. Meiring	Executive
None Prudential Capital Group	Promoter
P. Scott Von Fischer	Executive
Allen A. Weaver	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Two Prudential Plaza, Suite 5600 180 North Stetson Street
Chicago, IL, 60601-6716
Phone: 312-540-0931