Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Dec 16, 2021
- Regulatory AUM
- $1.15T Form ADV · Item 5.F
- Client accounts
- 836 Accounts, not individual clients
- Employees
- 1,374 Reported in this filing
- Advisory professionals
- 1,163 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 59 | $365,354,914,519 | 31.7% |
| Pooled investment vehicles | 148 | $279,189,551,131 | 24.2% |
| Investment companies | 101 | $263,117,884,475 | 22.8% |
| Retirement plans | 132 | $114,953,541,452 | 10.0% |
| Sovereign wealth & foreign institutions | 21 | $51,003,671,417 | 4.4% |
| Banks & thrifts | 6 | $40,186,244,845 | 3.5% |
| Government entities | 27 | $24,177,488,644 | 2.1% |
| Corporations & businesses | 5 | $9,681,954,942 | 0.8% |
| Other investment advisers | 10 | $3,562,711,780 | 0.3% |
| Other clients | 1 | $909,209,299 | 0.1% |
Filing source
Form ADV 1584738 · Dec 16, 2021 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRICEWATERHOUSECOOPERS
Auditor · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
- PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.
- PRISA
- PRISA II
- PRISA III FUND LP
- PGIM FIXED INCOME U.S. LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.
- PGIM REAL ESTATE U.S. DEBT FUND, L.P.
- PRUDENTIAL RETIREMENT REAL ESTATE FUND, II LP
- VRS PIM HOLDING CO LLC
- PGIM FIXED INCOME EMERGING MARKETS LONG SHORT MASTER FUND, LTD.
- SENIOR HOUSING PARTNERSHIP FUND V, L.P.
- PGIM REAL ESTATE GLOBAL DEBT LP
- PLA RETAIL II
- GLOBAL MACRO MASTER SEGREGATED PORTFOLIO, A SEGREGATED PORTFOLIO OF PGIM FIXED INCOME ALTERNATIVES M
- SENIOR HOUSING PARTNERSHIP FUND IV, L.P.
- CREDIT OPPORTUNITIES FUND PGIM FIXED INCOME ALTERNATIVES MASTER FUND ICAV
- SENIOR HOUSING PARTNERS IV, L.P.
- PRECO ACCOUNT PARTNERSHIP IV FUND LP
- PRECO ACCOUNT PARTNERSHIP III FUND LP
- PRECO III (UK) L.P.
- PRECO III (UK) NO. 2 L.P.
Private funds & service providers
113 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$45BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICE WATERHOUSE COOPERS LLP
PCAOB 271
PRICEWATERHOUSECOOPERS
PCAOB 1266
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-9695071809
- Reported beneficial owners
- 81
- Minimum commitment
- $5M
- Form D file number
- 021-252812
- Form D file number
- 021-216971
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISAOther Private Fund · Master$27.1BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-6505096447
- Reported beneficial owners
- 344
- Minimum commitment
- $1M
- Form D file number
- 021-190284
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISA IIOther Private Fund$13.5BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-8919038619
- Reported beneficial owners
- 108
- Minimum commitment
- $5M
- Form D file number
- 021-303337
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISA III FUND LPHedge Fund$4.93BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-3766169742
- Reported beneficial owners
- 54
- Minimum commitment
- $5M
- Form D file number
- 021-110535
- Form D file number
- 021-180624
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM FIXED INCOME U.S. LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$4.37BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
PRICEWATERHOUSECOOPERS LLP
PCAOB 271
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-4912445310
- Reported beneficial owners
- 11
- Minimum commitment
- $5M
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM BROAD MARKET HIGH YIELD BOND FUND, L.P.Hedge Fund$3.93BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6146282497
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-301973
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM CORE CONSERVATIVE BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTOther Private Fund$3.75BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-7448682829
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-281142
Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 3, 2021 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1584738 · Dec 16, 2021 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.14T
- Non-discretionary
- $13.8B
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1584738 · Dec 16, 2021 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.