PGIM, INC.: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	59	$365,354,914,519	31.7%
Pooled investment vehicles	148	$279,189,551,131	24.2%
Investment companies	101	$263,117,884,475	22.8%
Retirement plans	132	$114,953,541,452	10.0%
Sovereign wealth & foreign institutions	21	$51,003,671,417	4.4%
Banks & thrifts	6	$40,186,244,845	3.5%
Government entities	27	$24,177,488,644	2.1%
Corporations & businesses	5	$9,681,954,942	0.8%
Other investment advisers	10	$3,562,711,780	0.3%
Other clients	1	$909,209,299	0.1%

Filing source

Form ADV 1584738 · Dec 16, 2021 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PGIM FIXED INCOME EMERGING MARKETS LONG SHORT MASTER FUND, LTD.Hedge Fund · Master$944MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

SG AMERICAS SECURITIES, LLC
SEC 8-66125

Fund details & source

Fund ID: 805-1612174463
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-201866
Form D file number: 021-111195

Form ADV 1584738 · Dec 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 3, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1584738 · Dec 16, 2021 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.14T
Non-discretionary: $13.8B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1584738 · Dec 16, 2021 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.