Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Sep 16, 2021
- Regulatory AUM
- $1.15T Form ADV · Item 5.F
- Client accounts
- 836 Accounts, not individual clients
- Employees
- 1,374 Reported in this filing
- Advisory professionals
- 1,163 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 59 | $365,354,914,519 | 31.7% |
| Pooled investment vehicles | 148 | $279,189,551,131 | 24.2% |
| Investment companies | 101 | $263,117,884,475 | 22.8% |
| Retirement plans | 132 | $114,953,541,452 | 10.0% |
| Sovereign wealth & foreign institutions | 21 | $51,003,671,417 | 4.4% |
| Banks & thrifts | 6 | $40,186,244,845 | 3.5% |
| Government entities | 27 | $24,177,488,644 | 2.1% |
| Corporations & businesses | 5 | $9,681,954,942 | 0.8% |
| Other investment advisers | 10 | $3,562,711,780 | 0.3% |
| Other clients | 1 | $909,209,299 | 0.1% |
Filing source
Form ADV 1566151 · Sep 16, 2021 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
118 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$45BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICE WATERHOUSE COOPERS LLP
PCAOB 271
PRICEWATERHOUSECOOPERS
PCAOB 1266
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-9695071809
- Reported beneficial owners
- 81
- Minimum commitment
- $5M
- Form D file number
- 021-252812
- Form D file number
- 021-216971
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISAOther Private Fund · Master$27.1BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-6505096447
- Reported beneficial owners
- 344
- Minimum commitment
- $1M
- Form D file number
- 021-190284
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND II, LTD.Hedge Fund · Master$21.1BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
PRICEWATERHOUSECOOPERS LLP
PCAOB 271
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-3117434156
- Reported beneficial owners
- 3
- Minimum commitment
- $500K
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISA IIOther Private Fund$13.5BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-8919038619
- Reported beneficial owners
- 108
- Minimum commitment
- $5M
- Form D file number
- 021-303337
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRISA III FUND LPHedge Fund$4.93BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-3766169742
- Reported beneficial owners
- 54
- Minimum commitment
- $5M
- Form D file number
- 021-110535
- Form D file number
- 021-180624
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM FIXED INCOME U.S. LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$4.37BGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
PRICEWATERHOUSECOOPERS LLP
PCAOB 271
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
SG AMERICAS SECURITIES, LLC
SEC 8-66125
Fund details & source
- Fund ID
- 805-4912445310
- Reported beneficial owners
- 11
- Minimum commitment
- $5M
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM BROAD MARKET HIGH YIELD BOND FUND, L.P.Hedge Fund$3.93BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6146282497
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-301973
Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1566151 · Sep 16, 2021 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.14T
- Non-discretionary
- $13.8B
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1566151 · Sep 16, 2021 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.