Investment adviser · CRD 157753
OMEGA FUND MANAGEMENT, LLC
BOSTON, MA, United States · Form ADV filed Jun 12, 2023
- Regulatory AUM
- $1.39B Form ADV · Item 5.F
- Client accounts
- 7 Accounts, not individual clients
- Employees
- 23 Reported in this filing
- Advisory professionals
- 12 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,911,362,032 | 21 | Mar 31, 2022 |
| 2022 | $1,394,723,335 | 23 | Mar 31, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 7 | $1,394,723,335 | 100.0% |
Filing source
Form ADV 1768846 · Jun 12, 2023 · Item 5.D
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APEX FUND AND CORPORATE SERVICES (GUERNSEY) LIMITED
Fund administrator · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
7 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
OMEGA FUND VI, L.P.Private Equity Fund$396MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
CARTA SECURITIES, LLC
SEC 8-69701
COWEN AND COMPANY, LLC
SEC 8-22522
JEFFERIES LLC
SEC 8-15074
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-6616339434
- Reported beneficial owners
- 45
- Minimum commitment
- $5M
- Form D file number
- 021-325427
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OMEGA FUND VII, L.P.Private Equity Fund$201MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
CARTA SECURITIES, LLC
SEC 8-69701
UBS FINANCIAL SERVICES INC.
SEC 8-16267
HARKEN CAPITAL SECURITIES, LLC
CRD 163749 · SEC 8-69077
Fund details & source
- Fund ID
- 805-2413247095
- Reported beneficial owners
- 87
- Minimum commitment
- $5M
- Form D file number
- 021-396210
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OMEGA FUND IV, L.P.Private Equity Fund$103MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
CARTA SECURITIES, LLC
SEC 8-69701
J.P. MORGAN SECURITIES LLC
SEC 8-35008
UBS FINANCIAL SERVICES INC.
SEC 8-16267
Fund details & source
- Fund ID
- 805-7004696852
- Reported beneficial owners
- 37
- Minimum commitment
- $1M
- Form D file number
- 021-164972
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OMEGA FUND V, L.P.Private Equity Fund$83.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1266
BTIG, LLC
SEC 8-65473
CARTA SECURITIES, LLC
SEC 8-69701
COWEN AND COMPANY, LLC
SEC 8-22522
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-3417904731
- Reported beneficial owners
- 34
- Minimum commitment
- $1M
- Form D file number
- 021-239521
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NET ASSETS OF OMEGA FUND III, L.P.Private Equity Fund$3.22MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
UBS FINANCIAL SERVICES INC.
SEC 8-16267
Fund details & source
- Fund ID
- 805-7685242086
- Reported beneficial owners
- 15
- Minimum commitment
- $1M
- Form D file number
- 021-151899
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OMEGA FUND II, LPPrivate Equity Fund$2.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
Fund details & source
- Fund ID
- 805-9133961343
- Reported beneficial owners
- 6
- Minimum commitment
- $1.35M
- Form D file number
- 021-151902
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
LIFE SCIENCES HOLDINGS SPV I FUND, LPPrivate Equity Fund$299KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
UBS FINANCIAL SERVICES INC.
SEC 8-16267
Fund details & source
- Fund ID
- 805-7548453707
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
Form ADV 1768846 · Jun 12, 2023 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1768846 · Jun 12, 2023 · Items 1 & 5
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.39B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
888 BOYLSTON STREET, SUITE 1111BOSTON, MA, 02199, United States
CRD 157753
Filing source
Form ADV 1768846 · Jun 12, 2023 · Items 1 & 5
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.