Form D · Other Investment Fund
Omega Fund IV, L.P.
St. Peter Port, Y7 · CIK 0001528382
Offering snapshot reported May 24, 2013 · SEC filing
- Reported sold
- $182M Offering amount: $250M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 26, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$82,700,000 → $181,875,000
- Reported investors23 → 34
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 24, 2013 | Amendment | $82,700,000 | No comparison | 23 | SEC filing |
| May 24, 2013 | Amendment | $181,875,000 | $99,175,000vs May 24, 2013 | 34 | SEC filing |
| Aug 25, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-164972
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Harken Capital Securities LLC | 163749 | |
| Farrell Marsh & Co. | 31971 |
Source: Form D, filed May 24, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
OMEGA FUND IV, L.P.
Investment adviser: OMEGA FUND MANAGEMENT, LLC
- Gross asset value
- $7.37M
- Beneficial owners
- 37
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 1266
CARTA SECURITIES, LLC
SEC 8-69701
UBS FINANCIAL SERVICES INC.
SEC 8-16267
Fund asset history · 5 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2021 | $157,638,277 | 34 | Mar 31, 2022 |
| 2022 | $103,304,872 | 37 | Mar 31, 2023 |
| 2023 | $28,626,411 | 37 | Mar 30, 2024 |
| 2024 | $29,593,263 | 37 | Mar 31, 2025 |
| 2025 | $7,371,794 | 37 | Mar 26, 2026 |
Filing source
Form ADV 2081825 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-7004696852
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ms. Renee Aguiar Lucander | Director |
| Mr. Richard Lim | Director |
| N/A Omega Fund Iv Gp, L.P. | Promoter |
| N/A Omega Fund Iv Gp Manager, Ltd. | Promoter |
| N/A Omega Fund Management Limited | Promoter |
| Ms. Anne Mari Paster | Director |
| Mr. Otello Stampacchia | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:St. Peter Port, Y7, GY1 2HL
Phone: 44 0 148 173 5806