Investment adviser · CRD 135902
MARSHALL WACE NORTH AMERICA L.P.
NEW YORK, NY, United States · Form ADV filed Feb 7, 2023
- Regulatory AUM
- $28.4B Form ADV · Item 5.F
- Client accounts
- 27 Accounts, not individual clients
- Employees
- 90 Reported in this filing
- Advisory professionals
- 62 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2022 | $28,400,375,450 | 90 | May 25, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 27 | $28,400,375,450 | 100.0% |
Filing source
Form ADV 1709534 · Feb 7, 2023 · Item 5.D
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
26 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MARSHALL WACE INVESTMENT STRATEGIES - JAPAN MARKET NEUTRAL FUNDHedge Fund · Master$324MGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-8728738677
- Reported beneficial owners
- 21
- Minimum commitment
- $111K
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUNDHedge Fund · Feeder$315MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-4664422577
- Reported beneficial owners
- 4
- Minimum commitment
- $111K
- Form D file number
- 021-230910
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL PLUS (US) FUNDHedge Fund · Feeder$293MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-3573949561
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-278073
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUNDHedge Fund · Feeder$260MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-2752713400
- Reported beneficial owners
- 20
- Minimum commitment
- $111K
- Form D file number
- 021-230910
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUNDHedge Fund · Feeder$215MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-6738807135
- Reported beneficial owners
- 5
- Minimum commitment
- $111K
- Form D file number
- 021-343993
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE MANAGED ACCOUNTS ICAV - MW JAPAN MARKET NEUTRAL PLUS FUNDHedge Fund · Feeder$206MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-7520663443
- Reported beneficial owners
- 1
- Minimum commitment
- $111K
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE INVESTMENT STRATEGIES JAPAN MARKET NEUTRAL FUND IIHedge Fund · Master$137MGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 1411
Fund details & source
- Fund ID
- 805-4604533241
- Reported beneficial owners
- 1
- Minimum commitment
- $107K
Form ADV 1709534 · Feb 7, 2023 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 14, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1709534 · Feb 7, 2023 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $28.4B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 PARK AVENUE, 18TH FLOORNEW YORK, NY, 10022, United States
CRD 135902
Filing source
Form ADV 1709534 · Feb 7, 2023 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.