Form D · Hedge Fund

Marshall Wace Funds PLC - MW TOPS ERISA Fund

Dublin, L2 · CIK 0001628875

Offering snapshot reported Dec 23, 2025 · SEC filing

Reported sold
$326M
Indefinite offering
Investors reported
9
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$163M$326MDec 29, 2014: $6,219,659.00Dec 29, 2014Dec 29, 2015: $37,100,000.00Dec 29, 2016: $161,100,000.00Dec 29, 2017: $186,100,000.00Dec 28, 2018: $242,100,000.00Dec 27, 2019: $256,004,203.00Dec 28, 2020: $326,004,203.00Dec 28, 2021: $326,004,203.00Dec 28, 2022: $326,004,203.00Dec 28, 2023: $326,004,203.00Dec 27, 2024: $326,004,203.00Dec 23, 2025: $326,004,203.00Dec 23, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 23, 2025Amendment$326,004,203$0vs Dec 27, 20249SEC filing
Dec 27, 2024Amendment$326,004,203$0vs Dec 28, 20239SEC filing
Dec 28, 2023Amendment$326,004,203$0vs Dec 28, 20229SEC filing
Dec 28, 2022Amendment$326,004,203$0vs Dec 28, 20219SEC filing
Dec 28, 2021Amendment$326,004,203$0vs Dec 28, 20209SEC filing
Dec 28, 2020Amendment$326,004,203$70,000,000vs Dec 27, 20199SEC filing
Dec 27, 2019Amendment$256,004,203$13,904,203vs Dec 28, 20189SEC filing
Dec 28, 2018Amendment$242,100,000$56,000,000vs Dec 29, 20178SEC filing
Dec 29, 2017Amendment$186,100,000$25,000,000vs Dec 29, 20166SEC filing
Dec 29, 2016Amendment$161,100,000$154,880,341vs Dec 29, 20145SEC filing
Dec 29, 2015Amendment$37,100,000$30,880,341vs Dec 29, 20142SEC filing
Dec 29, 2014Initial$6,219,659No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-230910

Source: Form D, filed Dec 23, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUND

Investment adviser: MARSHALL WACE NORTH AMERICA L.P.

Gross asset value
$355M
Beneficial owners
4
ADV minimum commitment
$115K

Reported in Form ADV on Jul 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES (IRELAND) LTD DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG DUBLIN, Ireland Other funds reporting this name →
Custodian CITCO BANK NEDERLAND N.V. DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1411

Fund asset history · 5 annual observations Gross asset value by annual ADV filing$0$179M$359MFY 2022: $314,865,179.00FY 2022FY 2023: $311,423,544.00FY 2023FY 2024: $358,517,598.00FY 2024FY 2025: $315,838,895.00FY 2025FY 2026: $355,134,345.00FY 2026

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Fiscal yearGross assetsBeneficial ownersADV filed
2022$314,865,1794May 25, 2022
2023$311,423,5444May 30, 2023
2024$358,517,5984May 30, 2024
2025$315,838,8953May 29, 2025
2026$355,134,3454May 29, 2026
Filing source

Form ADV 2122955 · Jul 30, 2026 · Schedule D 7.B.(1), fund 805-4664422577

Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory Bennett Director
Robert Bovet Director
Ronan Daly Director
Patrick Flaherty Director
David Hammond Director
Barbara Healy Director
Marshall Wace Llp Promoter
Marshall Wace North America L.P. Promoter
Daly Martin Director
Linburgh Martin Director
Marion Mulvey Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
32 Molesworth Street
Dublin, L2, 2