Investment adviser · CRD 135902
MARSHALL WACE NORTH AMERICA L.P.
NEW YORK, NY, United States · Form ADV filed Feb 3, 2022
- Regulatory AUM
- $26.7B Form ADV · Item 5.F
- Client accounts
- 25 Accounts, not individual clients
- Employees
- 80 Reported in this filing
- Advisory professionals
- 55 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 25 | $26,675,055,124 | 100.0% |
Filing source
Form ADV 1599163 · Feb 3, 2022 · Item 5.D
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
25 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MARSHALL WACE INVESTMENT STRATEGIES - TOPS AMERICAS EQUITIES FUNDHedge Fund · Master$314MGross asset value
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-7421270484
- Reported beneficial owners
- 5
- Minimum commitment
- $118K
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS PLC - MW TOPS ERISA FUNDHedge Fund · Feeder$311MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-4664422577
- Reported beneficial owners
- 6
- Minimum commitment
- $118K
- Form D file number
- 021-230910
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS LP - MW JAPAN MARKET NEUTRAL PLUS (US) FUNDHedge Fund · Feeder$280MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-3573949561
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-278073
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL ERISA FUNDHedge Fund · Feeder$263MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-1001514932
- Reported beneficial owners
- 1
- Minimum commitment
- $118K
- Form D file number
- 021-164591
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE FUNDS PLC - MW JAPAN MARKET NEUTRAL FUNDHedge Fund · Feeder$263MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-2752713400
- Reported beneficial owners
- 23
- Minimum commitment
- $118K
- Form D file number
- 021-230910
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE LONG STRATEGIES ICAV - MW TOPS AMERICAS EQUITIES FUNDHedge Fund · Feeder$215MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-6738807135
- Reported beneficial owners
- 5
- Minimum commitment
- $118K
- Form D file number
- 021-343993
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MARSHALL WACE MANAGED ACCOUNTS ICAV - MW JAPAN MARKET NEUTRAL PLUS FUNDHedge Fund · Feeder$197MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG
PCAOB 1411
KKR CAPITAL MARKETS LLC
CRD 143571 · SEC 8-67578
Fund details & source
- Fund ID
- 805-7520663443
- Reported beneficial owners
- 2
- Minimum commitment
- $118K
Form ADV 1599163 · Feb 3, 2022 · Schedule D 7.B.(1)
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1599163 · Feb 3, 2022 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $26.7B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
350 PARK AVENUE, 18TH FLOORNEW YORK, NY, 10022, United States
CRD 135902
Filing source
Form ADV 1599163 · Feb 3, 2022 · Items 1 & 5
Reported by MARSHALL WACE NORTH AMERICA L.P. (CRD 135902).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.