Investment adviser · CRD 154730

MARCATO CAPITAL MANAGEMENT LP

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Mar 29, 2019

Regulatory AUM
$625M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
7
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles9$624,805,319100.0%
Filing source

Form ADV 1286598 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MARCATO LPHedge Fund · Last reported Oct 20, 2016$615MGross asset value

Form D fundraising filings

Marcato, L.P.

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6092230469
Reported beneficial owners
52
Minimum commitment
$5M
Form D file number
021-148884

Form ADV 1046213 · Oct 20, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARCATO INTERNATIONAL MASTER FUND LTD.Hedge Fund · Last reported Mar 29, 2019$517MGross asset value

Feeder funds

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Custodian NORTHERN TRUST JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4320480583
Reported beneficial owners
60
Minimum commitment
$5M
Form D file number
021-148884
Form D file number
021-148886

Form ADV 1286598 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARCATO ENCORE INTERNATIONAL MASTER FUND LTD.Hedge Fund · Last reported Mar 29, 2019$103MGross asset value

Feeder funds

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Custodian NORTHERN TRUST JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6880837832
Reported beneficial owners
25
Minimum commitment
$5M
Form D file number
021-242941
Form D file number
021-242946

Form ADV 1286598 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARCATO ENCORE LPHedge Fund · Last reported Oct 20, 2016$11.3MGross asset value

Form D fundraising filings

Marcato Encore, L.P.

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-7664428685
Reported beneficial owners
3
Minimum commitment
$5M
Form D file number
021-242941

Form ADV 1046213 · Oct 20, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARCATO SPECIAL OPPORTUNITIES MASTER FUND LPHedge Fund · Last reported Mar 29, 2019$4.93MGross asset value

Feeder funds

Fund administrator MORGAN STANLEY FUND SERVICES (BERMUDA) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP SAN FRANCISCO, California, United States
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Custodian NORTHERN TRUST JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4199131533
Reported beneficial owners
4
Minimum commitment
$1M
Form D file number
021-282636
Form D file number
021-308452

Form ADV 1286598 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARCATO II LPHedge Fund · Last reported Oct 20, 2016$44.7MGross asset value

Form D fundraising filings

Marcato II, L.P.

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-9139671954
Reported beneficial owners
47
Minimum commitment
$1M
Form D file number
021-148885

Form ADV 1046213 · Oct 20, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARCATO ENCORE II LPHedge Fund · Last reported Nov 19, 2015$5.16MGross asset value

Form D fundraising filings

Marcato Encore II, L.P.

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States
Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-6309967674
Reported beneficial owners
12
Minimum commitment
$500K
Form D file number
021-242943

Form ADV 957201 · Nov 19, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

FOUR EMBARCADERO CENTER, SUITE 2100
SAN FRANCISCO, CA, 94111, United States

CRD 154730

Filing source

Form ADV 1286598 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.