Form D · Hedge Fund

Marcato, L.P.

San Francisco, CA · CIK 0001502801

Offering snapshot reported Dec 5, 2019 · SEC filing

Reported sold: $694M
Investors reported: 99
Minimum accepted: $5M
First sale: Oct 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 5, 2019	Amendment	$693,973,981	$0vs Dec 7, 2018	99	SEC filing
Dec 7, 2018	Amendment	$693,973,981	$27,599,358vs Dec 8, 2017	99	SEC filing
Dec 8, 2017	Amendment	$666,374,623	$125,961vs Dec 9, 2016	58	SEC filing
Dec 9, 2016	Amendment	$666,248,662	$1,050,000vs Dec 10, 2015	42	SEC filing
Dec 10, 2015	Amendment	$665,198,662	$13,299,039vs Dec 10, 2014	57	SEC filing
Dec 10, 2014	Amendment	$651,899,623	$151,058,582vs Oct 8, 2013	55	SEC filing
Oct 8, 2013	Amendment	$500,841,041	$353,025,000vs Oct 16, 2012	49	SEC filing
Oct 16, 2012	Amendment	$147,816,041	$82,900,000vs Oct 12, 2011	24	SEC filing
Oct 12, 2011	Amendment	$64,916,041	$37,666,510vs Oct 12, 2010	11	SEC filing
Oct 12, 2010	Initial	$27,249,531	No comparison	1	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-148884

Source: Form D, filed Dec 5, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

MARCATO LP

Investment adviser: MARCATO CAPITAL MANAGEMENT LP

Gross asset value: $615M
Beneficial owners: 52
ADV minimum commitment: $5M

Reported in Form ADV on Oct 20, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MORGAN STANLEY FUND SERVICES USA LLC PURCHASE, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States Related to adviser: No

Custodian MORGAN STANLEY TRUST NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. SAN FRANCISCO, California, United States

Prime broker MORGAN STANLEY & CO. LLC SAN FRANCISCO, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GOLDMAN, SACHS & CO.
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1046213 · Oct 20, 2016 · Schedule D 7.B.(1), fund 805-6092230469

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Marcato Capital Management Lp	Executive
Richard Mc Guire	Executive
Mcm General Partner Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Four Embarcadero Center Suite 2100
San Francisco, CA, 94111