Investment adviser · CRD 292146

MAPLEWOOD ADVISORS IM, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

CONSHOHOCKEN, PA, United States · Form ADV filed Jun 28, 2021

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

MAPLEWOOD CAPITAL PARTNERS, LPHedge Fund · Last reported Jun 28, 2021$2.95MGross asset value

Form D fundraising filings

Maplewood Capital Partners, LP

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Marketer PROFOR ADVISORS RYE BROOK, New York, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PERSHING LLC
SEC 8-17574

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-2518775828
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-325250

Form ADV 1550047 · Jun 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVI CAPITAL PARTNERS, LPHedge Fund · Last reported Jun 28, 2021$275KGross asset value
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source
Fund ID
805-2518491134
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1550047 · Jun 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAPLEWOOD ADVISORS 20, LPHedge Fund · Last reported Jun 28, 2021$100KGross asset value

Form D fundraising filings

Maplewood Advisors 20, LP

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Marketer PROFOR ADVISORS RYE BROOK, New York, United States Related to adviser: No
Prime broker JONESTRADING WESTLAKE, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

BOFA SECURITIES, INC.
SEC 8-69787

PROFOR ADVISORS
CRD 136084 · SEC 8-66974

JONESTRADING
CRD 6888 · SEC 8-26089

Fund details & source
Fund ID
805-5330887079
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-364453

Form ADV 1550047 · Jun 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAPLEWOOD ADVISORS XI, LPHedge Fund · Last reported Jun 28, 2021$100KGross asset value

Form D fundraising filings

Maplewood Advisors XI, LP

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BTIG, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

Fund details & source
Fund ID
805-3334794525
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-318003

Form ADV 1550047 · Jun 28, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SIERRA CAPITAL INVESTMENTS LPHedge Fund · Last reported Mar 7, 2019$9.5MGross asset value
Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WEEDEN & CO.L.P. GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS & CO. LLC
SEC 8-129

WEEDEN & CO.L.P.
CRD 16835 · SEC 8-37267

Fund details & source
Fund ID
805-3395369965
Reported beneficial owners
8
Minimum commitment
$0
Form D file number
021-299313

Form ADV 1277238 · Mar 7, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AVI CAPITAL YANKEE, LPHedge Fund · Last reported Mar 7, 2019$8.5MGross asset value

Form D fundraising filings

AVI Capital Yankee, LP

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WEEDEN & CO.L.P. GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS & CO. LLC
SEC 8-129

WEEDEN & CO.L.P.
CRD 16835 · SEC 8-37267

Fund details & source
Fund ID
805-4496197807
Reported beneficial owners
10
Minimum commitment
$0
Form D file number
021-299350

Form ADV 1277238 · Mar 7, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 28, 2021. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

161 WASHINGTON STREET, SUITE 1525
CONSHOHOCKEN, PA, 19428, United States

CRD 292146

Filing source

Form ADV 1550047 · Jun 28, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.