Form D · Hedge Fund

AVI Capital Yankee, LP

Radnor, PA · CIK 0001627603

Offering snapshot reported Nov 22, 2017 · SEC filing

Reported sold
$11.3M
Offering amount: $11.3M
Investors reported
10
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Oct 24, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 22, 2017Initial$11,265,000No comparison10SEC filing
Dec 15, 2014Initial$10,930,000No comparison8SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-299350

Source: Form D, filed Nov 22, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AVI CAPITAL YANKEE, LP

Investment adviser: MAPLEWOOD ADVISORS IM, LLC

Gross asset value
$8.5M
Beneficial owners
10
ADV minimum commitment
$0

Reported in Form ADV on Mar 7, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker WEEDEN & CO.L.P. GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN SACHS & CO. LLC
SEC 8-129

WEEDEN & CO.L.P.
CRD 16835 · SEC 8-37267

Filing source

Form ADV 1277238 · Mar 7, 2019 · Schedule D 7.B.(1), fund 805-4496197807

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Avi Advisors, Llc Executive
N/A Avi Advisors, Llc Director, Promoter
Avi Management, Llc Promoter
Avi Partners, Llc Executive, Promoter
N/A Avi Partners, Llc Director, Promoter
James A. Dunn, Jr. Director
Darren C. Wallis Director

Issuer details

Industry: Investing (See others in industry)

Address:
555 E. Lancaster Avenue Suite 520
Radnor, PA, 19087