Investment adviser · CRD 110487

LOEB KING CAPITAL MANAGEMENT (D/B/A)

Investment adviser filing (IA)

LOEB ARBITRAGE MANAGEMENT LP

NEW YORK, NY, United States · Form ADV filed Dec 18, 2014

Regulatory AUM
$697M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
25
Reported in this filing
Advisory professionals
10
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

LOEB ARBITRAGE OFFSHORE PARTNERS LTDHedge Fund · Last reported Dec 20, 2012$739MGross asset value

Feeder funds

  • LOEB ARBITRAGE FUND
  • LOEB OFFSHORE FUND, LTD.
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNER AMPER LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer CALEDON INTERNATIONAL, LTD. HAMILTON, Bermuda Related to adviser: No
Marketer FULCRUM SECURITIES, LLC MCLEAN, Virginia, United States Related to adviser: No
Marketer LOEB PARTNERS CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Marketer MVS ADVISORY GMBH ZUG, Switzerland Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS, Indiana, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

FULCRUM SECURITIES, LLC
CRD 140084 · SEC 8-67274

LOEB PARTNERS CORPORATION
CRD 10929 · SEC 801-39571

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-5163956862
Reported beneficial owners
179
Minimum commitment
$250K
Form D file number
021-50461
Form D file number
021-82920

Form ADV 683635 · Dec 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LOEB ASIA FUND, L.P.Hedge Fund · Last reported Jun 17, 2014$12.7MGross asset value

Form D fundraising filings

LOEB ASIA FUND, L.P.

Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Marketer A.J. SLOANE & COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Marketer FULCRUM SECURITIES, LLC MCLEAN, Virginia, United States Related to adviser: No
Marketer GROTON SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer LOEB PARTNERS CORPORATION NEW YORK, New York, United States Related to adviser: Yes
Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS, Indiana, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

A.J. SLOANE & COMPANY, LLC
CRD 47653 · SEC 8-51848

FULCRUM SECURITIES, LLC
CRD 140084 · SEC 8-67274

GROTON SECURITIES LLC
CRD 126600 · SEC 8-65896

LOEB PARTNERS CORPORATION
CRD 10929 · SEC 801-39571

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-1258048602
Reported beneficial owners
21
Minimum commitment
$250K
Form D file number
021-114469

Form ADV 830232 · Jun 17, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 18, 2014. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

125 BROAD STREET
NEW YORK, NY, 10004, United States

CRD 110487

Filing source

Form ADV 857919 · Dec 18, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.