Form D · Hedge Fund

LOEB ASIA FUND, L.P.

New York, NY · CIK 0001426312

Offering snapshot reported Jul 16, 2013 · SEC filing

Reported sold: $7.44M
Investors reported: 21
Minimum accepted: $250K
First sale: May 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$6,939,480 → $7,439,481
Reported investors19 → 21

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 16, 2013	Amendment	$7,439,481	$500,001vs Jul 12, 2013	21	SEC filing
Jul 12, 2013	Amendment	$6,939,480	$1,335,067vs Jul 13, 2012	19	SEC filing
Jul 13, 2012	Amendment	$5,604,413	$696,406vs Jul 15, 2011	18	SEC filing
Jul 15, 2011	Amendment	$4,908,007	$2,390,000vs Jul 16, 2010	14	SEC filing
Jul 16, 2010	Amendment	$2,518,007	$46,903vs Feb 4, 2010	0	SEC filing
Feb 4, 2010	Amendment	$2,471,104	No comparison	10	SEC filing
Mar 24, 2009	Amendment	$875,224	No comparison	Not reported	SEC filing
Feb 4, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0 (estimated)
Form D file number: 021-114469

Finders receive a percentage of the management fees and incentive allocations.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Frederick Fruitman	1526646	Loeb Partners Corporation · CRD 10929
Jeffrey S. Cohen	2846669	Stifel, Nicolaus & Company, Incorporated · CRD 793
Carl Cascio, Jr.	2791121	Loeb Partners Corporation · CRD 10929
Said M. Armutcuoglu	2281132	Loeb Partners Corporation · CRD 10929

Source: Form D, filed Jul 16, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

LOEB ASIA FUND, L.P.

Investment adviser: LOEB ARBITRAGE MANAGEMENT LP

Gross asset value: $12.7M
Beneficial owners: 21
ADV minimum commitment: $250K

Reported in Form ADV on Jun 17, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer A.J. SLOANE & COMPANY, LLC NEW YORK, New York, United States Related to adviser: No

Marketer FULCRUM SECURITIES, LLC MCLEAN, Virginia, United States Related to adviser: No

Marketer GROTON SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer LOEB PARTNERS CORPORATION NEW YORK, New York, United States Related to adviser: Yes

Marketer PAPAMARKOU WELLNER & CO., INC. NEW YORK, New York, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED INDIANAPOLIS, Indiana, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

J.P. MORGAN CLEARING CORP.
SEC 8-43724

A.J. SLOANE & COMPANY, LLC
CRD 47653 · SEC 8-51848

FULCRUM SECURITIES, LLC
CRD 140084 · SEC 8-67274

GROTON SECURITIES LLC
CRD 126600 · SEC 8-65896

LOEB PARTNERS CORPORATION
CRD 10929 · SEC 801-39571

PAPAMARKOU WELLNER & CO., INC.
CRD 10963 · SEC 8-29033

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 830232 · Jun 17, 2014 · Schedule D 7.B.(1), fund 805-1258048602

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gideon J. King	Executive
Blaine Marder	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

61 Broadway 24 Th Floor
New York, NY, 10006