Investment adviser · CRD 140390

UNDERHILL INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

GREENBRAE, CA, United States · Form ADV filed Feb 13, 2019

Regulatory AUM: $191M
Client accounts: 99
Employees: 6
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	80	$116,724,649	61.1%
Charities	10	$52,482,014	27.5%
Corporations & businesses	5	$15,580,488	8.2%
Retirement plans	Fewer than 5	$6,350,761	3.3%

Filing source

Form ADV 1276541 · Feb 13, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

CAA PARTNERS LPHedge Fund · Last reported Mar 1, 2013$4.19MGross asset value

Form D fundraising filings

CAA Partners LP

Fund administrator PANOPTIC FUND ADMINISTRATION SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CF & CO., L.L.P. DALLAS, Texas, United States

Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No

Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1141334699
Reported beneficial owners: 7
Minimum commitment: $500K
Form D file number: 021-169939

Form ADV 707963 · Mar 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 13, 2019. View historical filings

Reported services

Individual portfolio management · Business portfolio management

Compensation

Percentage of assets

Principal office

100 DRAKES LANDING ROAD, SUITE 100
GREENBRAE, CA, 94904, United States

CRD 140390

Filing source

Form ADV 1276541 · Feb 13, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.