Form D · Hedge Fund

CAA Partners LP

San Rafael, CA · CIK 0001536480

Offering snapshot reported Dec 11, 2012 · SEC filing

Reported sold
$4.44M
Indefinite offering
Investors reported
7
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Sep 1, 2006
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.22M$4.44MDec 13, 2011: $3,941,058.00Dec 13, 2011Dec 11, 2012: $4,441,058.00Dec 11, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,941,058 → $4,441,058
  • Reported investors6 → 7

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 11, 2012Amendment$4,441,058$500,000vs Dec 13, 20117SEC filing
Dec 13, 2011Initial$3,941,058No comparison6SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-169939
Limited partner interests

Source: Form D, filed Dec 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CAA PARTNERS LP

Investment adviser: UNDERHILL INVESTMENT MANAGEMENT LLC

Gross asset value
$4.19M
Beneficial owners
7
ADV minimum commitment
$500K

Reported in Form ADV on Mar 1, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PANOPTIC FUND ADMINISTRATION SANTA MONICA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor CF & CO., L.L.P. DALLAS, Texas, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Filing source

Form ADV 707963 · Mar 1, 2013 · Schedule D 7.B.(1), fund 805-1141334699

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Llenroc Capital Llc Executive
David S. Post Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
781 Lincoln Avenue Suite 340
San Rafael, CA, 94901