Investment adviser · CRD 155460

LENDINGCLUB ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

SAN FRANCISCO, CA, United States · Form ADV filed Oct 5, 2018

Regulatory AUM
$107M
Form ADV · Item 5.F
Client accounts
115
Accounts, not individual clients
Employees
16
Reported in this filing
Advisory professionals
7
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles4$80,725,12875.2%
High-net-worth individuals79$12,077,82311.3%
Other clients27$11,117,92110.4%
Corporations & businesses5$3,435,6183.2%
Filing source

Form ADV 1240700 · Oct 5, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DIVERSIFIED CREDIT INCOME FUND, LPPrivate Equity Fund · Last reported Oct 5, 2018$40.6MGross asset value

Form D fundraising filings

Diversified Credit Income Fund, LP

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY LLC OAK BROOK, Illinois, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

Fund details & source
Fund ID
805-5195596123
Reported beneficial owners
63
Minimum commitment
$250K
Form D file number
021-280858

Form ADV 1240700 · Oct 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

RIVERVIEW MP FUND L.P.Private Equity Fund · Last reported Oct 5, 2018$34.7MGross asset value

Form D fundraising filings

Riverview MP Fund L.P.

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY LLC OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Fund details & source
Fund ID
805-3671327341
Reported beneficial owners
3
Minimum commitment
$500K
Form D file number
021-260704

Form ADV 1240700 · Oct 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIVERSIFIED CREDIT INCOME FUND II, LPPrivate Equity Fund · Last reported Oct 5, 2018$3.99MGross asset value

Form D fundraising filings

Diversified Credit Income Fund II, LP

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY LLC OAK BROOK, Illinois, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

Fund details & source
Fund ID
805-7266014185
Reported beneficial owners
15
Minimum commitment
$100K
Form D file number
021-294734

Form ADV 1240700 · Oct 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CONSERVATIVE CREDIT INCOME FUND, LPPrivate Equity Fund · Last reported Oct 5, 2018$1.36MGross asset value

Form D fundraising filings

Conservative Credit Income Fund, LP

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY LLC OAK BROOK, Illinois, United States Related to adviser: No
Marketer BLUE SAND SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer GALLATIN CAPITAL LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

GALLATIN CAPITAL LLC
CRD 124738 · SEC 8-65718

Fund details & source
Fund ID
805-6039969141
Reported beneficial owners
7
Minimum commitment
$100K
Form D file number
021-294737

Form ADV 1240700 · Oct 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BROAD BASED CONSUMER CREDIT (Q) FUND, L.P.Private Equity Fund · Last reported Sep 13, 2017$557MGross asset value

Form D fundraising filings

Broad Based Credit Fund (Q), LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No
Marketer BANK MORGAN STANLEY AG ZURICH, Switzerland Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY BANK INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Marketer MORGAN STANLEY PRIVATE WEALTH MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: No
Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source
Fund ID
805-1832356897
Reported beneficial owners
863
Minimum commitment
$500K
Form D file number
021-179851

Form ADV 1140049 · Sep 13, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HIGH YIELD CONSUMER CREDIT (Q) FUND, L.P.Private Equity Fund · Last reported Sep 13, 2017$58MGross asset value

Form D fundraising filings

High Yield Consumer Credit (Q) Fund, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2639979362
Reported beneficial owners
63
Minimum commitment
$500K
Form D file number
021-224937

Form ADV 1140049 · Sep 13, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CONSERVATIVE CONSUMER CREDIT (Q) FUND, L.P.Private Equity Fund · Last reported Sep 13, 2017$56.7MGross asset value

Form D fundraising filings

Conservative ConsumerCredit (Q) Fund, L.P.

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States
Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No
Marketer BANK MORGAN STANLEY AG ZURICH, Switzerland Related to adviser: No
Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No
Marketer MORGAN STANLEY BANK INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No
Marketer MORGAN STANLEY PRIVATE WEALTH MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No
Marketer MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source
Fund ID
805-7888619803
Reported beneficial owners
102
Minimum commitment
$500K
Form D file number
021-193523

Form ADV 1140049 · Sep 13, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 5, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

71 STEVENSON ST, SUITE 1000
SAN FRANCISCO, CA, 94105-2985, United States

CRD 155460

Filing source

Form ADV 1240700 · Oct 5, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.