Form D · Investing

Broad Based Credit Fund (Q), LP

San Francisco, CA · CIK 0001550189

Offering snapshot reported Jun 15, 2012 · SEC filing

Reported sold: $60.3M
Investors reported: 74
Minimum accepted: $500K
First sale: Jun 1, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 15, 2012	Initial	$60,340,000	No comparison	74	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7, 3C
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-179851

Source: Form D, filed Jun 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BROAD BASED CONSUMER CREDIT (Q) FUND, L.P.

Investment adviser: LENDINGCLUB ASSET MANAGEMENT, LLC

Gross asset value: $557M
Beneficial owners: 863
ADV minimum commitment: $500K

Reported in Form ADV on Sep 13, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States

Custodian MILLENNIUM TRUST COMPANY, LLC OAK BROOK, Illinois, United States Related to adviser: No

Marketer BANK MORGAN STANLEY AG ZURICH, Switzerland Related to adviser: No

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY BANK INTERNATIONAL LIMITED LONDON, United Kingdom Related to adviser: No

Marketer MORGAN STANLEY PRIVATE WEALTH MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: No

Marketer MORGAN STANLEY SMITH BARNEY AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY
CRD 149777 · SEC 801-70103

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Filing source

Form ADV 1140049 · Sep 13, 2017 · Schedule D 7.B.(1), fund 805-1832356897

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Carrie Louise Dolan	Executive
Bradley Pattelli	Executive

Issuer details

Industry: Investing (See others in industry)

Address:

71 Stevenson St, Suite 300
San Francisco, CA, 94105