Investment adviser · CRD 106699
HARTFORD INVESTMENT MANAGEMENT COMPANY
HARTFORD, CT, United States · Form ADV filed Nov 15, 2022
- Regulatory AUM
- $109B Form ADV · Item 5.F
- Client accounts
- 158 Accounts, not individual clients
- Employees
- 289 Reported in this filing
- Advisory professionals
- 112 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $109,126,975,227 | 289 | Mar 29, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 47 | $80,311,155,230 | 73.6% |
| Pooled investment vehicles | 33 | $21,159,150,202 | 19.4% |
| Retirement plans | 5 | $4,867,440,642 | 4.5% |
| Banks & thrifts | Fewer than 5 | $1,247,596,862 | 1.1% |
| Corporations & businesses | 6 | $912,087,123 | 0.8% |
| Investment companies | 1 | $629,545,168 | 0.6% |
Filing source
Form ADV 1684586 · Nov 15, 2022 · Item 5.D
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
33 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
SEPARATE ACCOUNT ICMG SERIES IIC, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO 30 YEAR MBS / ABS INDEX DIVISIONOther Private Fund$7.58BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-6234407285
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-53126
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO 30 YEAR NEW MBS / ABS DIVISIONOther Private Fund$2.67BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-7371859514
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - SVA HIMCO U.S. AGGREGATE BOND INDEX DIOther Private Fund$2.4BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-2338124435
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO S&P 500 INDEX DIVISIONOther Private Fund$2.1BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-7876839071
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEPARATE ACCOUNT ICMG SERIES IV, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO U.S. AGGREGATE BOND INDEX DIVISIOOther Private Fund$1.83BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-9135928877
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-41994
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO U.S. AGGREGATE BOND INDEX DIVISIOther Private Fund$1.58BGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-7259387669
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SEPARATE ACCOUNT ICMG SERIES IV, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO S&P 500 INDEX DIVISIONOther Private Fund$485MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-3597961585
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-41994
Form ADV 1684586 · Nov 15, 2022 · Schedule D 7.B.(1)
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Sep 16, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1684586 · Nov 15, 2022 · Items 1 & 5
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $107B
- Non-discretionary
- $2.29B
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets
Principal office
ONE HARTFORD PLAZAHARTFORD, CT, 06155, United States
CRD 106699
Filing source
Form ADV 1684586 · Nov 15, 2022 · Items 1 & 5
Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.