Investment adviser · CRD 143597
GURTIN MUNICIPAL BOND MANAGEMENT
Investment adviser filing (IA)
GURTIN FIXED INCOME MANAGEMENT, LLC
SOLANA BEACH, CA, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $20.6B Form ADV · Item 5.F
- Client accounts
- 4,078 Accounts, not individual clients
- Employees
- 69 Reported in this filing
- Advisory professionals
- 25 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 2,540 | $13,442,871,564 | 65.3% |
| Corporations & businesses | 228 | $3,976,222,013 | 19.3% |
| Individuals | 1,253 | $1,468,077,834 | 7.1% |
| Investment companies | 4 | $730,794,854 | 3.6% |
| Charities | 23 | $717,616,416 | 3.5% |
| Pooled investment vehicles | 24 | $227,234,403 | 1.1% |
| Insurance companies | Fewer than 5 | $12,784,709 | 0.1% |
| Government entities | Fewer than 5 | $5,621,655 | 0.0% |
| Retirement plans | Fewer than 5 | $3,903,919 | 0.0% |
Filing source
Form ADV 1596610 · Mar 31, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
2 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GURTIN CALIFORNIA MUNICIPAL VALUE FUNDOther Private Fund · Last reported Mar 31, 2014$83.6MGross asset value
Form D fundraising filings
Gurtin Muni Alpha Funds, LP - Gurtin California Municipal Value Fund
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-3260923034
- Reported beneficial owners
- 62
- Minimum commitment
- $250K
- Form D file number
- 021-141244
Form ADV 805470 · Mar 31, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GURTIN NATIONAL MUNI VALUE FUNDOther Private Fund · Last reported Mar 31, 2014$55.1MGross asset value
Form D fundraising filings
Gurtin Muni Alpha Funds, LP - Gurtin National Municipal Value Fund
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
CHARLES SCHWAB & CO., INC.
SEC 8-16514
CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514
Fund details & source
- Fund ID
- 805-7526174093
- Reported beneficial owners
- 51
- Minimum commitment
- $250K
- Form D file number
- 021-141240
Form ADV 805470 · Mar 31, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2022. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters · Educational seminars
Compensation
Percentage of assets
Principal office
440 STEVENS AVENUE, SUITE 260SOLANA BEACH, CA, 92075-2071, United States
CRD 143597
Filing source
Form ADV 1596610 · Mar 31, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.