Form D · Other Investment Fund

Gurtin Muni Alpha Funds, LP - Gurtin California Municipal Value Fund

Solana, CA · CIK 0001482355

Offering snapshot reported Jun 3, 2014 · SEC filing

Reported sold
$88.5M
Indefinite offering
Investors reported
61
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
May 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$44.3M$88.5MApr 28, 2010Apr 1, 2011: $37,500,000.00Apr 1, 2011Jun 4, 2012: $58,261,479.00Jun 4, 2012Jun 4, 2013: $81,405,132.00Jun 4, 2013Jun 3, 2014: $88,547,205.00Jun 3, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$81,405,132 → $88,547,205
  • Reported investors34 → 61
  • Minimum accepted$0 → $250,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 3, 2014Amendment$88,547,205$7,142,073vs Jun 4, 201361SEC filing
Jun 4, 2013Amendment$81,405,132$23,143,653vs Jun 4, 201234SEC filing
Jun 4, 2012Amendment$58,261,479$20,761,479vs Apr 1, 201138SEC filing
Apr 1, 2011Amendment$37,500,000No comparison18SEC filing
Apr 28, 2010InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-141244

Source: Form D, filed Jun 3, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

GURTIN CALIFORNIA MUNICIPAL VALUE FUND

Investment adviser: GURTIN FIXED INCOME MANAGEMENT, LLC

Gross asset value
$83.6M
Beneficial owners
62
ADV minimum commitment
$250K

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator VASTARDIS CAPITAL SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS LLC SAN DIEGO, California, United States
Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No
Prime broker CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

CHARLES SCHWAB & CO., INC.
CRD 5393 · SEC 8-16514

Filing source

Form ADV 805470 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-3260923034

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
General Partner Gurtin Fixed Income Funds Gp, Llc Promoter
Investment Manager Of Issuer Gurtin Fixed Income Management, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
440 Stevens Avenue, Suite 260
Solana, CA, 92075