Investment adviser · CRD 334518
GATSBY MANAGEMENT, LLC
· Form ADV filed Jun 23, 2026
- Regulatory AUM
- $922M Form ADV · Item 5.F
- Client accounts
- 16 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 16 | $921,902,142 | 100.0% |
Filing source
Form ADV 2109014 · Jun 23, 2026 · Item 5.D
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
EMERSON EQUITY LLC
Marketer · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
16 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GATSBY INVESTMENT HOLDINGS LLCPrivate Equity Fund$216MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-7311337078
- Reported beneficial owners
- 12
- Minimum commitment
- $7K
- Form D file number
- 021-490525
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY VENTURES LLC - SERIES FALCON IIPrivate Equity Fund$139MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-9789407123
- Reported beneficial owners
- 58
- Minimum commitment
- $0
- Form D file number
- 021-531549
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY VENTURES LLC - SERIES FALCON IPrivate Equity Fund$111MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-3361695830
- Reported beneficial owners
- 4
- Minimum commitment
- $0
- Form D file number
- 021-528427
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY FALCON A, LPPrivate Equity Fund$109MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-8904055202
- Reported beneficial owners
- 11
- Minimum commitment
- $20K
- Form D file number
- 021-510807
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY ROCKET X, LPPrivate Equity Fund$86.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-2685210171
- Reported beneficial owners
- 21
- Minimum commitment
- $20K
- Form D file number
- 021-504650
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY INVESTMENT HOLDINGS SPV LPPrivate Equity Fund$82.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-1402956068
- Reported beneficial owners
- 45
- Minimum commitment
- $20K
- Form D file number
- 021-493844
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY ROCKET V LPPrivate Equity Fund$60.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-8694421530
- Reported beneficial owners
- 51
- Minimum commitment
- $20K
- Form D file number
- 021-474416
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 30, 2026 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 2109014 · Jun 23, 2026 · Items 1 & 5
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $922M
- Non-discretionary
- $0
Filing history · 1 annual filing
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 334518
Filing source
Form ADV 2109014 · Jun 23, 2026 · Items 1 & 5
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.