Form D · Other Investment Fund
Gatsby Investment Holdings LLC
Austin, TX · CIK 0001991052
Offering snapshot reported Aug 23, 2023 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $15M Reported outside-investor minimum
- First sale
- Aug 12, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 23, 2023 | Initial | $15,000,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-490525
Source: Form D, filed Aug 23, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.
Matched by reported Form D file number
GATSBY INVESTMENT HOLDINGS LLC
Investment adviser: GATSBY MANAGEMENT, LLC
- Gross asset value
- $216M
- Beneficial owners
- 12
- ADV minimum commitment
- $7K
Reported in Form ADV on Aug 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund asset history · 1 annual observations
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| Fiscal year | Gross assets | Beneficial owners | ADV filed |
|---|---|---|---|
| 2025 | $172,736,074 | 12 | Mar 30, 2026 |
Filing source
Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1), fund 805-7311337078
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Duncan Penn | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Austin, TX, 78704
Phone: 2128849332