Investment adviser · CRD 334518
GATSBY MANAGEMENT, LLC
· Form ADV filed Jun 23, 2026
- Regulatory AUM
- $922M Form ADV · Item 5.F
- Client accounts
- 16 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 16 | $921,902,142 | 100.0% |
Filing source
Form ADV 2109014 · Jun 23, 2026 · Item 5.D
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
16 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GATSBY VENTURES LLC - SERIES ALPHA SQUAREPrivate Equity Fund$39.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-7693333509
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-569927
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KARMAN VENTURES ROCKET II, LPPrivate Equity Fund$21.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-9654340737
- Reported beneficial owners
- 4
- Minimum commitment
- $0
- Form D file number
- 021-504654
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KARMAN VENTURES ROCKET I, LPPrivate Equity Fund$12.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-6337057236
- Reported beneficial owners
- 17
- Minimum commitment
- $0
- Form D file number
- 021-504314
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MOVING CAPITAL ROCKET III, LPPrivate Equity Fund$10.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-3782390980
- Reported beneficial owners
- 30
- Minimum commitment
- $0
- Form D file number
- 021-494085
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY VENTURES LLC - SERIES FALCON 4Private Equity Fund$10MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
EMERSON EQUITY LLC
CRD 130032 · SEC 801-120835
Fund details & source
- Fund ID
- 805-2700010704
- Reported beneficial owners
- 26
- Minimum commitment
- $0
- Form D file number
- 021-582766
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GATSBY VENTURES LLC - SERIES FALCON 3Private Equity Fund$9.94MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
MMM SECURITIES LLC
CRD 318021 · SEC 8-70865
Fund details & source
- Fund ID
- 805-3435662333
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-569927
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MOVING CAPITAL ROCKET II, LPPrivate Equity Fund$7.97MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PLANTE & MORAN, PLLC
PCAOB 144
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-4514727056
- Reported beneficial owners
- 37
- Minimum commitment
- $0
- Form D file number
- 021-477417
Form ADV 2109014 · Jun 23, 2026 · Schedule D 7.B.(1)
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 30, 2026 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 2109014 · Jun 23, 2026 · Items 1 & 5
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $922M
- Non-discretionary
- $0
Filing history · 1 annual filing
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
CRD 334518
Filing source
Form ADV 2109014 · Jun 23, 2026 · Items 1 & 5
Reported by GATSBY MANAGEMENT, LLC (CRD 334518).
Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.