Form D · Private Equity Fund

Gatsby Ventures LLC

Austin, TX · CIK 0002091843

Offering snapshot reported May 4, 2026 · SEC filing

Reported sold
$10M
Offering amount: $10M
Investors reported
26
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 19, 2025
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 4, 2026Initial$9,999,592No comparison26SEC filing
Jan 14, 2026Initial$24,999,888No comparison8SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-582766

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Emerson Equity LLC130032

Source: Form D, filed May 4, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

GATSBY VENTURES LLC - SERIES FALCON 4

Investment adviser: GATSBY MANAGEMENT, LLC

Gross asset value
$10M
Beneficial owners
26
ADV minimum commitment
$0

Reported in Form ADV on Aug 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator FREEMARK FINANCIAL, LLP BEVERLY HILLS, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor PLANTE & MORAN, PLLC CHICAGO, Illinois, United States Other funds reporting this name →
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Marketer EMERSON EQUITY LLC SAN MATEO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PLANTE & MORAN, PLLC
PCAOB 144

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

EMERSON EQUITY LLC
CRD 130032 · SEC 801-120835

Filing source

Form ADV 2118845 · Aug 31, 2026 · Schedule D 7.B.(1), fund 805-2700010704

Reported by GATSBY MANAGEMENT, LLC (CRD 334518).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Penn Duncan Executive
N/A Gatsby Management Llc Executive
Duncan Penn Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2004 Ford Street
Austin, TX, 78704
Phone: 7609428505