Investment adviser · CRD 147067
GATOR CAPITAL MANAGEMENT, LLC
TAMPA, FL, United States · Form ADV filed Mar 22, 2024
- Regulatory AUM
- $233M Form ADV · Item 5.F
- Client accounts
- 24 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $174,088,000 | 3 | Mar 28, 2022 |
| 2022 | $166,618,000 | 3 | Mar 28, 2023 |
| 2023 | $233,092,000 | 4 | Mar 22, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $176,778,000 | 75.8% |
| Investment companies | 1 | $39,146,000 | 16.8% |
| High-net-worth individuals | 13 | $12,385,000 | 5.3% |
| Individuals | 8 | $4,783,000 | 2.1% |
Filing source
Form ADV 1822650 · Mar 22, 2024 · Item 5.D
Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GATOR FINANCIAL PARTNERS, LLCHedge Fund · Master$156MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
KAUFMAN ROSSIN
PCAOB 137
INTERACTIVE BROKERS CORP.
SEC 8-53615
JEFFERIES LLC
SEC 8-15074
Fund details & source
- Fund ID
- 805-3878563519
- Reported beneficial owners
- 75
- Minimum commitment
- $250K
- Form D file number
- 021-134239
Form ADV 1822650 · Mar 22, 2024 · Schedule D 7.B.(1)
Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 28, 2023 · previous imported filing
- Regulatory AUM$166,618,000 → $233,092,000
- Client accounts49 → 24
- Employees3 → 4
Filing source
Form ADV 1822650 · Mar 22, 2024 · Items 1 & 5
Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $233M
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
100 S. ASHLEY DR., SUITE 895TAMPA, FL, 33602, United States
CRD 147067
Filing source
Form ADV 1822650 · Mar 22, 2024 · Items 1 & 5
Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.