Investment adviser · CRD 166597

ALPHA CAPITAL MANAGEMENT

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

G&L CAPITAL MANAGEMENT, LLC

· Form ADV filed Jan 28, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THETA INCOME FUND LPHedge Fund · Last reported Jan 28, 2016$50KGross asset value

Form D fundraising filings

Theta Income Fund, LP

Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Custodian AOS, INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker TRADINGBLOCK CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

AOS, INC.
SEC 8-66163

TRADINGBLOCK
CRD 128605 · SEC 8-66163

Fund details & source
Fund ID
805-6330211916
Reported beneficial owners
1
Minimum commitment
$50K
Form D file number
021-196018

Form ADV 973510 · Jan 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELTA INCOME FUND LPHedge Fund · Last reported Mar 31, 2014$85.9KGross asset value

Form D fundraising filings

Delta Income Fund LP

Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Custodian OM SECURITIES, LLC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker TRADE MONSTER CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

OM SECURITIES, LLC.
SEC 8-67735

TRADE MONSTER
CRD 145562 · SEC 8-67735

Fund details & source
Fund ID
805-3199862611
Reported beneficial owners
1
Minimum commitment
$250K
Form D file number
021-196680

Form ADV 792070 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 28, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 166597

Filing source

Form ADV 973510 · Jan 28, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.