Form D · Hedge Fund

Theta Income Fund, LP

Oakbrook Terrace, IL · CIK 0001574551

Offering snapshot reported May 6, 2013 · SEC filing

Reported sold
$253K
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 6, 2013Initial$252,634No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-196018

Source: Form D, filed May 6, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

THETA INCOME FUND LP

Investment adviser: G&L CAPITAL MANAGEMENT, LLC

Gross asset value
$50K
Beneficial owners
1
ADV minimum commitment
$50K

Reported in Form ADV on Jan 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PATKE & ASSOCIATES LINCOLNSHIRE, Illinois, United States
Custodian AOS, INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker TRADINGBLOCK CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

AOS, INC.
SEC 8-66163

TRADINGBLOCK
CRD 128605 · SEC 8-66163

Filing source

Form ADV 973510 · Jan 28, 2016 · Schedule D 7.B.(1), fund 805-6330211916

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kerry Given Executive
Raymond Lilja Executive
G&L Capital Management Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Tower Lane, Suite 1700
Oakbrook Terrace, IL, 60181