Investment adviser · CRD 317825

FIRST TRUST CAPITAL MANAGEMENT L.P.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Aug 19, 2026

Regulatory AUM
$12.7B
Form ADV · Item 5.F
Client accounts
40
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
24
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies25$7,724,812,78961.0%
Pooled investment vehicles15$4,933,176,70039.0%
Filing source

Form ADV 2126693 · Aug 19, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

28 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VCM CORE OPPORTUNITIES FUND LLC - PRIVATE EQUITYPrivate Equity Fund · Last reported Dec 3, 2021$153MGross asset value
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

TD AMERITRADE, INC.
SEC 8-23395

Fund details & source
Fund ID
805-4216298546
Reported beneficial owners
240
Minimum commitment
$100K
Form D file number
021-222533

Form ADV 1582175 · Dec 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT PRIVATE INVESTMENT PLATFORM I LLC - REAL ESTATEPrivate Equity Fund · Last reported Dec 3, 2021$122MGross asset value
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

TD AMERITRADE, INC.
SEC 8-23395

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-3933967988
Reported beneficial owners
214
Minimum commitment
$1M
Form D file number
021-323268

Form ADV 1582175 · Dec 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT ALTERNATIVE PLATFORM I LLC - MULTI-STRATEGYHedge Fund · Last reported Dec 3, 2021$92.9MGross asset value

Feeder funds

  • FT OFFSHORE I LP - MULTI-STRATEGY
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian FIDELITY DIGITAL ASSETS SERVICES, LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-4255372535
Reported beneficial owners
164
Minimum commitment
$100K
Form D file number
021-196419
Form D file number
021-303943

Form ADV 1582175 · Dec 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT ALTERNATIVE PLATFORM I LLC - LONG/SHORTHedge Fund · Last reported Dec 3, 2021$90.1MGross asset value

Feeder funds

  • FT OFFSHORE I LP - LONG/SHORT
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

TD AMERITRADE, INC.
SEC 8-23395

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-4243329997
Reported beneficial owners
200
Minimum commitment
$100K
Form D file number
021-196419
Form D file number
021-303943

Form ADV 1582175 · Dec 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AARON WEALTH PRIVATE ACCESS FUND LLCPrivate Equity Fund · Last reported Aug 19, 2026$80.8MGross asset value

Form D fundraising filings

Aaron Wealth Private Access Fund LLC

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A CHICAGO, Illinois, United States Related to adviser: No
Marketer AARON WEALTH ADVISORS CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

HARRIS N.A
LEI 3Y4U8VZURTYWI1W2K376

AARON WEALTH ADVISORS
CRD 298079 · SEC 801-113938

Fund details & source
Fund ID
805-6069755498
Reported beneficial owners
55
Minimum commitment
$0
Form D file number
021-521510

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CP SPECIAL ASSETS FUND LLCOther Private Fund · Last reported Aug 19, 2026$72.9MGross asset value

Form D fundraising filings

CP Special Assets Fund LLC

Feeder funds

  • CP SPECIAL ASSETS FUND LLC - HEDGE FUND
  • CP SPECIAL ASSETS FUND LLC - PRIVATE EQUITY
  • CP SPECIAL ASSETS FUND LLC - REAL ESTATE
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A CHICAGO, Illinois, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer CHICAGO PARTNERS INVESTMENT GROUP LLC CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

HARRIS N.A
LEI 3Y4U8VZURTYWI1W2K376

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

CHICAGO PARTNERS INVESTMENT GROUP LLC
CRD 147662 · SEC 801-69500

Fund details & source
Fund ID
805-2316973647
Reported beneficial owners
340
Minimum commitment
$0
Form D file number
021-502525

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT ALTERNATIVE PLATFORM I LLC - CREDITHedge Fund · Last reported Dec 3, 2021$63.9MGross asset value

Feeder funds

  • FT OFFSHORE I LP - CREDIT
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-4644250977
Reported beneficial owners
158
Minimum commitment
$100K
Form D file number
021-196419
Form D file number
021-303943

Form ADV 1582175 · Dec 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 19, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

225 W. WACKER DRIVE, SUITE 2160
CHICAGO, IL, 60606, United States

CRD 317825

Filing source

Form ADV 2126693 · Aug 19, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.