Investment adviser · CRD 317825

FIRST TRUST CAPITAL MANAGEMENT L.P.

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Aug 19, 2026

Regulatory AUM
$12.7B
Form ADV · Item 5.F
Client accounts
40
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
24
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies25$7,724,812,78961.0%
Pooled investment vehicles15$4,933,176,70039.0%
Filing source

Form ADV 2126693 · Aug 19, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

28 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FT PRIVATE INVESTMENT PLATFORM I LLCPrivate Equity Fund · Last reported Aug 19, 2026$2.88BGross asset value

Form D fundraising filings

FT Private Investment Platform I LLC

Feeder funds

  • FT PRIVATE INVESTMENT PLATFORM I LLC - PRIVATE EQUITY
  • FT PRIVATE INVESTMENT PLATFORM I LLC - REAL ESTATE
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian TRISTATE CAPITAL BANK PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

TRISTATE CAPITAL BANK
LEI 5493002GQNJKJONGBS18

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-1101945776
Reported beneficial owners
5,286
Minimum commitment
$100K
Form D file number
021-323268

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT ALTERNATIVE PLATFORM I LLCHedge Fund · Last reported Aug 19, 2026$438MGross asset value

Form D fundraising filings

FT Alternative Platform I LLC

Feeder funds

Showing the first 7 feeders, with Form D links first.

  • FT ALTERNATIVE PLATFORM I LLC - ARBITRAGE
  • FT ALTERNATIVE PLATFORM I LLC - CREDIT
  • FT ALTERNATIVE PLATFORM I LLC - EVENT
  • FT ALTERNATIVE PLATFORM I LLC - LONG/SHORT
  • FT ALTERNATIVE PLATFORM I LLC - MORTGAGES
  • FT ALTERNATIVE PLATFORM I LLC - MULTI-STRATEGY
  • FT OFFSHORE I LP - ARBITRAGE
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian FIDELITY DIGITAL ASSETS SERVICES, LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian TRISTATE CAPITAL BANK PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

FIDELITY DIGITAL ASSETS SERVICES, LLC
LEI 549300J8GA3CBHZMOD95

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

TRISTATE CAPITAL BANK
LEI 5493002GQNJKJONGBS18

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-7594712428
Reported beneficial owners
660
Minimum commitment
$100K
Form D file number
021-196419

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT STRATEGIC I LLCPrivate Equity Fund · Last reported Aug 19, 2026$372MGross asset value
Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

Fund details & source
Fund ID
805-6324431883
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT REAL ESTATE PLATFORM I LLCReal Estate Fund · Last reported Aug 19, 2026$319MGross asset value

Form D fundraising filings

FT Real Estate Platform I LLC

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian TRISTATE CAPITAL BANK PITTSBURGH, Pennsylvania, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

TRISTATE CAPITAL BANK
LEI 5493002GQNJKJONGBS18

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-8192284506
Reported beneficial owners
795
Minimum commitment
$100K
Form D file number
021-357729

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT OFFSHORE I LPHedge Fund · Last reported Aug 19, 2026$232MGross asset value

Form D fundraising filings

FT OFFSHORE I LP

Feeder funds

  • FT OFFSHORE I LP - ARBITRAGE
  • FT OFFSHORE I LP - CREDIT
  • FT OFFSHORE I LP - EVENT
  • FT OFFSHORE I LP - LONG/SHORT
  • FT OFFSHORE I LP - MORTGAGES
  • FT OFFSHORE I LP - MULTI-STRATEGY
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-8416486342
Reported beneficial owners
366
Minimum commitment
$100K
Form D file number
021-303943

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FT PRIVATE INVESTMENT PLATFORM I LLC - PRIVATE EQUITYPrivate Equity Fund · Last reported Dec 3, 2021$224MGross asset value
Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP CHICAGO, Illinois, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian TD AMERITRADE, INC. OMAHA, Nebraska, United States Related to adviser: No
Marketer FIRST TRUST PORTFOLIOS L.P. WHEATON, Illinois, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORNTON LLP
PCAOB 248

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

TD AMERITRADE, INC.
SEC 8-23395

FIRST TRUST PORTFOLIOS L.P.
CRD 28519 · SEC 8-43843

Fund details & source
Fund ID
805-9083287289
Reported beneficial owners
474
Minimum commitment
$1M
Form D file number
021-323268

Form ADV 1582175 · Dec 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DESTINY ALTERNATIVE FUND II LLCOther Private Fund · Last reported Aug 19, 2026$198MGross asset value

Form D fundraising filings

Destiny Alternative Fund II LLC

Feeder funds

  • DESTINY ALTERNATIVE FUND II LLC - HEDGE FUND
  • DESTINY ALTERNATIVE FUND II LLC - PRIVATE EQUITY
  • DESTINY ALTERNATIVE FUND II LLC - REAL ESTATE
Fund administrator NAV CONSULTING INC. OAK BROOK, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian CHARLES SCHWAB & CO., INC. WEST LAKE, Texas, United States Related to adviser: No
Custodian HARRIS N.A. CHICAGO, Illinois, United States Related to adviser: No
Custodian INSPIRA FINANCIAL OAK BROOK, Illinois, United States Related to adviser: No
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Marketer DESTINY WEALTH PARTNERS, LLC TAVARES, Florida, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

CHARLES SCHWAB & CO., INC.
SEC 8-16514

HARRIS N.A.
LEI 3Y4U8VZURTYWI1W2K376

UMB BANK, N.A.
LEI VNOO6EITDJ2YUEBMSZ83

DESTINY WEALTH PARTNERS, LLC
CRD 171346 · SEC 801-79789

Fund details & source
Fund ID
805-4147126636
Reported beneficial owners
185
Minimum commitment
$100K
Form D file number
021-395635

Form ADV 2126693 · Aug 19, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 19, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

225 W. WACKER DRIVE, SUITE 2160
CHICAGO, IL, 60606, United States

CRD 317825

Filing source

Form ADV 2126693 · Aug 19, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.