Investment adviser · CRD 139680

CARLYLE LIQUID MARKET SOLUTIONS

Investment adviser filing (IA)

DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION

TORONTO, Canada · Form ADV filed Apr 18, 2016

Regulatory AUM
$6.26B
Form ADV · Item 5.F
Client accounts
22
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

9 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

DGAM DIVERSIFIED STRATEGIES FUNDHedge Fund · Last reported Apr 18, 2016$619MGross asset value

Feeder funds

  • DGAM DIVERSIFIED STRATEGIES FEEDER FUND
Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP TORONTO, Canada
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9532526418
Reported beneficial owners
10
Minimum commitment
$100K

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DGAM UNIQUE STRATEGIES ERISA FUNDHedge Fund · Last reported Apr 18, 2016$249MGross asset value
Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP TORONTO, Canada
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9562600340
Reported beneficial owners
7
Minimum commitment
$5M

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BUCKINGHAM FUNDHedge Fund · Last reported Apr 18, 2016$204MGross asset value
Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP TORONTO, Canada
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5853474488
Reported beneficial owners
1
Minimum commitment
$150M

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARLYLE LIQUID TACTICAL MASTER FUND LPHedge Fund · Last reported Apr 18, 2016$156MGross asset value

Feeder funds

Fund administrator INTERNATIONAL FUND SERVICES NA LLC, A STATE STREET COMPANY NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP TORONTO, Canada
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4649254830
Reported beneficial owners
45
Minimum commitment
$100K
Form D file number
021-222707

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARLYLE TREND FOLLOWING MASTER FUNDHedge Fund · Last reported Apr 18, 2016$118MGross asset value

Feeder funds

Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP TORONTO, Canada
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-7471883601
Reported beneficial owners
14
Minimum commitment
$100K
Form D file number
021-233647

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DGAM OPPORTUNITIES MASTER FUNDHedge Fund · Last reported Apr 18, 2016$42.7MGross asset value

Feeder funds

  • DGAM OPPORTUNITIES FUND
Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP TORONTO, Canada
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6880717834
Reported beneficial owners
1
Minimum commitment
$5M

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CARLYLE ACTIVE COMMODITIES MASTER FUNDHedge Fund · Last reported Apr 18, 2016$38.9MGross asset value

Feeder funds

  • CARLYLE ACTIVE COMMODITIES FUND
Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST AND YOUNG LLP TORONTO, Canada
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9727665537
Reported beneficial owners
1
Minimum commitment
$5M

Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 18, 2016. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

77 KING STREET WEST, SUITE 4310
TORONTO, M5K 1J5, Canada

CRD 139680

Filing source

Form ADV 1011522 · Apr 18, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.