Form D · Hedge Fund
Carlyle Liquid Tactical Onshore Feeder Fund LLC
New York, NY · CIK 0001615183
Offering snapshot reported Aug 12, 2015 · SEC filing
- Reported sold
- $34.4M Indefinite offering
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 1, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$30,625,000 → $34,424,955
- Reported investors21 → 25
- Minimum accepted$0 → $50,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 12, 2015 | Amendment | $34,424,955 | $3,799,955vs Aug 12, 2014 | 25 | SEC filing |
| Aug 12, 2014 | Initial | $30,625,000 | No comparison | 21 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-222707
Placement agents have received no sales commissions to date, but one has received a $10,000 monthly retainer since December 2014 in relation to several funds including the Issuer, and reimbursement of solicitation-related expenses up to $1000 per mo.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Profor Securities, LLC | 136084 | |
| TCG Securities, L.L.C. | 154788 |
Source: Form D, filed Aug 12, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
CARLYLE LIQUID TACTICAL ONSHORE FEEDER FUND LLC
Investment adviser: DIVERSIFIED GLOBAL ASSET MANAGEMENT CORPORATION
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Apr 18, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1011522 · Apr 18, 2016 · Schedule D 7.B.(1), fund 805-2952494405
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jacques P. Chappuis | Executive |
| N/A Dgam Management Services, Inc. | Promoter |
| N/A Diversified Global Asset Management Corporation | Executive |
| N/A Liquid Tactical Managing Member Llc | Promoter |
| Jeff Lucassen | Director |
| George I. Main | Executive |
| Ebony Myles Berry | Director |
| Bruce Rosenblum | Executive |
| Tim Woolaver | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10022