BHZ CAPITAL MANAGEMENT, LP – investment adviser, $153M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$152,979,340	100.0%

Filing source

Form ADV 1872958 · May 13, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BHZ CONSOLIDATION FUND, LPHedge Fund · Last reported May 13, 2024$153MGross asset value

Form D fundraising filings

BHZ Consolidation Fund, LP

Feeder funds

BHZ CONSOLIDATION CAYMAN FUND, LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON PHILADELPHIA, Pennsylvania, United States

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer CAPITAL GROWTH ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON
PCAOB 248

UBS SECURITIES LLC
SEC 8-22651

CAPITAL GROWTH ADVISORS LLC
CRD 41847 · SEC 8-49595

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-8648532544
Reported beneficial owners: 26
Minimum commitment: $500K
Form D file number: 021-182539

Form ADV 1872958 · May 13, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BHZ FINANCIAL OPPORTUNITIES MASTER FUND, LPHedge Fund · Last reported Mar 31, 2022$0Gross asset value

Feeder funds

BHZ FINANCIAL OPPORTUNITIES FUND, LP
BHZ FINANCIAL OPPORTUNITIES CAYMAN FUND, LP

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOW, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON PHILADELPHIA, Pennsylvania, United States

Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Marketer CAPITAL GROWTH ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GRANT THORNTON
PCAOB 248

WELLS FARGO SECURITIES, LLC
SEC 8-65876

CAPITAL GROWTH ADVISORS LLC
CRD 41847 · SEC 8-49595

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Fund details & source

Fund ID: 805-5643775142
Reported beneficial owners: 0
Minimum commitment: $500K

Form ADV 1601495 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 13, 2024. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2025 GATEWAY PLACE, SUITE 405
SAN JOSE, CA, 95110, United States

CRD 164091

Filing source

Form ADV 1872958 · May 13, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.