Form D · Hedge Fund

BHZ Financial Opportunities Fund, LP

San Jose, CA · CIK 0001742974

Offering snapshot reported Jul 9, 2021 · SEC filing

Reported sold
$22.7M
Indefinite offering
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 9, 2021Amendment$22,684,428No comparisonNot reportedSEC filing
Apr 8, 2021Amendment$22,684,428No comparisonNot reportedSEC filing
Apr 9, 2020Amendment$22,669,894$897,493vs Dec 19, 201910SEC filing
Dec 19, 2019Amendment$21,772,401$264,610vs Jun 3, 20197SEC filing
Jun 3, 2019Amendment$21,507,791$745,636vs Jun 11, 20187SEC filing
Jun 11, 2018Initial$20,762,155No comparison4SEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-314353

Source: Form D, filed Jul 9, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BHZ FINANCIAL OPPORTUNITIES FUND, LP

Investment adviser: BHZ CAPITAL MANAGEMENT, LP

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOW, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORTON PHILADELPHIA, Pennsylvania, United States
Custodian WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No
Marketer CAPITAL GROWTH ADVISORS LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Prime broker WELLS FARGO SECURITIES, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GRANT THORTON
PCAOB 248

WELLS FARGO SECURITIES, LLC
SEC 8-65876

CAPITAL GROWTH ADVISORS LLC
CRD 41847 · SEC 8-49595

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1601495 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-7299249599

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Bhz Capital Management, Lp Executive, Promoter
N/A Bhz Gp Iv, Llc Executive, Promoter
N/A Bhz Iv, Lp Executive, Promoter
Ron Biscardi Promoter
Yaron Brook Promoter
N/A Ccp Bh Iv, Lp Executive, Promoter
N/A Context Bh Capital Management, Lp Executive, Promoter
N/A Context Ccpbh Gp Iv, Llc Executive, Promoter
Robert Hendershott Director, Promoter
Kenneth Li Promoter
Ryan Zaffuto Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2025 Gateway Place Suite 405
San Jose, CA, 95110