Investment adviser · CRD 168341

BOLTON LP

Investment adviser filing (IA)

GREENWICH, CT, United States · Form ADV filed Sep 17, 2015

Regulatory AUM
$294M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
12
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

BOLTON CAPITAL PARTNERS 1 LLCHedge Fund · Last reported Sep 17, 2015$275MGross asset value

Form D fundraising filings

Bolton Capital Partners 1 LLC

Feeder funds

  • BOLTON INTERNATIONAL LTD.
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LLP NEW YORK, New York, United States
Custodian APEX CLEARING CORPORATION NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS PRIME BROKERAGE INC. CHICAGO, Illinois, United States Related to adviser: No
Custodian CITIGROUP GLOBAL MARKETS INC. ROSELAND, New Jersey, United States Related to adviser: No
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No
Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CLEARING CORPORATION LLC NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Prime broker APEX CLEARING CORPORATION NEW YORK, New York, United States
Prime broker BNP PARIBAS PRIME BROKERAGE INC CHICAGO, Illinois, United States
Prime broker CITIGROUP GLOBAL MARKETS INC. ROSELAND, New Jersey, United States
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Prime broker JP MORGAN CLEARING CORPORATION LLC NEW YORK, New York, United States
Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

APEX CLEARING CORPORATION
SEC 8-23522

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Fund details & source
Fund ID
805-9060167466
Reported beneficial owners
7
Minimum commitment
$2.5M
Form D file number
021-217444

Form ADV 938904 · Sep 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 17, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Performance-based

Principal office

10 GLENVILLE STREET, 3RD FLOOR
GREENWICH, CT, 06831, United States

CRD 168341

Filing source

Form ADV 938904 · Sep 17, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.