Form D · Hedge Fund

Bolton Capital Partners 1 LLC

Greenwich, CT · CIK 0001571062

Offering snapshot reported May 13, 2015 · SEC filing

Reported sold: $41M
Investors reported: 8
Minimum accepted: $2.5M
First sale: May 1, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,000,000 → $41,000,000
Reported investors1 → 8

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 13, 2015	Amendment	$41,000,000	$36,000,000vs May 15, 2014	8	SEC filing
May 15, 2014	Initial	$5,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-217444

Source: Form D, filed May 13, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BOLTON CAPITAL PARTNERS 1 LLC

Investment adviser: BOLTON LP

Gross asset value: $275M
Beneficial owners: 7
ADV minimum commitment: $2.5M

Reported in Form ADV on Sep 17, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian APEX CLEARING CORPORATION NEW YORK, New York, United States Related to adviser: No

Custodian BNP PARIBAS PRIME BROKERAGE INC. CHICAGO, Illinois, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS INC. ROSELAND, New Jersey, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No

Custodian INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN CLEARING CORPORATION LLC NEW YORK, New York, United States Related to adviser: No

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Prime broker APEX CLEARING CORPORATION NEW YORK, New York, United States

Prime broker BNP PARIBAS PRIME BROKERAGE INC CHICAGO, Illinois, United States

Prime broker CITIGROUP GLOBAL MARKETS INC. ROSELAND, New Jersey, United States

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Prime broker INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC NEW YORK, New York, United States

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker JEFFERIES LLC NEW YORK, New York, United States

Prime broker JP MORGAN CLEARING CORPORATION LLC NEW YORK, New York, United States

Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

APEX CLEARING CORPORATION
SEC 8-23522

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
SEC 8-66471

APEX CLEARING CORPORATION
CRD 13071 · SEC 8-23522

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
CRD 131487 · SEC 8-66471

Filing source

Form ADV 938904 · Sep 17, 2015 · Schedule D 7.B.(1), fund 805-9060167466

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Bolton Gp Llc	Promoter
N/A Bolton Lp	Promoter
Norman Feckl	Executive
Charles Gilroy	Executive
Michael Wilkins	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10 Glenville Street, 3 Rd Floor
Greenwich, CT, 06831