APOGEM CAPITAL LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$28,671,215,908	205	Mar 31, 2022
2022	$40,295,545,716	228	Mar 31, 2023
2023	$41,789,132,849	252	Mar 28, 2024
2024	$40,645,545,384	257	Mar 30, 2025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	126	$21,354,794,433	52.5%
Corporations & businesses	Fewer than 5	$10,861,881,874	26.7%
Insurance companies	Fewer than 5	$8,242,136,857	20.3%
Charities	Fewer than 5	$173,124,100	0.4%
High-net-worth individuals	Fewer than 5	$13,608,120	0.0%
Investment companies	1	$0	0.0%

Filing source

Form ADV 1951888 · Mar 30, 2025 · Item 5.D

Reported by APOGEM CAPITAL LLC (CRD 309234).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

GOLDPOINT CORE OPPORTUNITIES FUND II, L.P. SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$115MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

SALI Multi-Series Fund, L.P.

Fund administrator JTC TERRYTOWN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67

Fund details & source

Fund ID: 805-3117850631
Reported beneficial owners: 1
Minimum commitment: $5M
Form D file number: 021-76044

Form ADV 1951888 · Mar 30, 2025 · Schedule D 7.B.(1)

Reported by APOGEM CAPITAL LLC (CRD 309234).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 13, 2024 · previous imported filing

Regulatory AUM$40,344,808,273 → $40,645,545,384
Client accounts125 → 133
Employees252 → 257

Filing source

Form ADV 1951888 · Mar 30, 2025 · Items 1 & 5

Reported by APOGEM CAPITAL LLC (CRD 309234).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $38.8B
Non-discretionary: $1.86B

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

299 PARK AVENUE, 37TH FLOOR
NEW YORK, NY, 10171, United States

CRD 309234

Filing source

Form ADV 1951888 · Mar 30, 2025 · Items 1 & 5

Reported by APOGEM CAPITAL LLC (CRD 309234).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.