Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Jun 12, 2024
- Regulatory AUM
- $41.8B Form ADV · Item 5.F
- Client accounts
- 120 Accounts, not individual clients
- Employees
- 252 Reported in this filing
- Advisory professionals
- 116 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
| 2022 | $40,295,545,716 | 228 | Mar 31, 2023 |
| 2023 | $41,789,132,849 | 252 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 115 | $20,564,689,532 | 49.2% |
| Insurance companies | Fewer than 5 | $11,167,328,922 | 26.7% |
| Corporations & businesses | Fewer than 5 | $9,886,114,860 | 23.7% |
| Charities | Fewer than 5 | $154,392,780 | 0.4% |
| High-net-worth individuals | Fewer than 5 | $16,606,755 | 0.0% |
Filing source
Form ADV 1882938 · Jun 12, 2024 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
97 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PRIVATE ADVISORS SMALL CO COINVESTMENT FUND LPPrivate Equity Fund$96.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-9975349648
- Reported beneficial owners
- 14
- Minimum commitment
- $500K
- Form D file number
- 021-252368
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDPOINT PRIVATE CREDIT FUND, LPPrivate Equity Fund$96.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund details & source
- Fund ID
- 805-9684678070
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-296735
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRIVATE ADVISORS COINVESTMENT FUND IV, L.P.Private Equity Fund$91.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-6769408601
- Reported beneficial owners
- 28
- Minimum commitment
- $500K
- Form D file number
- 021-242703
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDPOINT CORE OPPORTUNITIES FUND, L.P. SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$82.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BANK OF NEW YORK
LEI 4EP6JBYBTPTQ47LZOB67
Fund details & source
- Fund ID
- 805-9292652169
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-76044
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
APOGEM COINVESTMENT VII, LPPrivate Equity Fund$77.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
BANK OF NEW YORK MELLON
LEI 4EP6JBYBTPTQ47LZOB67
NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655
Fund details & source
- Fund ID
- 805-3689526693
- Reported beneficial owners
- 13
- Minimum commitment
- $1M
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PA CAPITAL DIRECT, LLCPrivate Equity Fund$75.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
PNC BANK, N.A.
LEI AD6GFRVSDT01YPT1CS68
Fund details & source
- Fund ID
- 805-5616847563
- Reported beneficial owners
- 4
- Minimum commitment
- $1M
- Form D file number
- 021-342894
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TETRA OPPORTUNITIES PARTNERS SERIES INTERESTS OF THE SALI SVW MULTI-SERIES FUND, L.P.Other Private Fund$70.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
EXECUTIVE SERVICES SECURITIES, LLC
CRD 25299
Fund details & source
- Fund ID
- 805-2934600168
- Reported beneficial owners
- 1
- Minimum commitment
- $10M
- Form D file number
- 021-334544
Form ADV 1882938 · Jun 12, 2024 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Apr 30, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1882938 · Jun 12, 2024 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $40.7B
- Non-discretionary
- $1.1B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1882938 · Jun 12, 2024 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.