Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Mar 31, 2023
- Regulatory AUM
- $40.3B Form ADV · Item 5.F
- Client accounts
- 113 Accounts, not individual clients
- Employees
- 228 Reported in this filing
- Advisory professionals
- 116 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
| 2022 | $40,295,545,716 | 228 | Mar 31, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 107 | $28,920,094,889 | 71.8% |
| Insurance companies | Fewer than 5 | $10,826,235,254 | 26.9% |
| Other investment advisers | Fewer than 5 | $363,575,161 | 0.9% |
| Charities | Fewer than 5 | $171,409,516 | 0.4% |
| High-net-worth individuals | Fewer than 5 | $14,230,896 | 0.0% |
Filing source
Form ADV 1717977 · Mar 31, 2023 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GOLDPOINT CORE OPPORTUNITIES FUND II, L.P. SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$87MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-3117850631
- Reported beneficial owners
- 1
- Minimum commitment
- $5M
- Form D file number
- 021-76044
Form ADV 1717977 · Mar 31, 2023 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jan 20, 2023 · previous imported filing
- Regulatory AUM$28,671,215,908 → $40,295,545,716
- Employees205 → 228
Filing source
Form ADV 1717977 · Mar 31, 2023 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $38.7B
- Non-discretionary
- $1.55B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1717977 · Mar 31, 2023 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.