Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed May 16, 2022
- Regulatory AUM
- $28.7B Form ADV · Item 5.F
- Client accounts
- 113 Accounts, not individual clients
- Employees
- 205 Reported in this filing
- Advisory professionals
- 130 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 107 | $18,060,315,351 | 63.0% |
| Insurance companies | Fewer than 5 | $9,999,539,492 | 34.9% |
| Other investment advisers | Fewer than 5 | $441,908,143 | 1.5% |
| Charities | Fewer than 5 | $152,538,827 | 0.5% |
| High-net-worth individuals | Fewer than 5 | $16,914,095 | 0.1% |
Filing source
Form ADV 1652146 · May 16, 2022 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
85 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
GOLDPOINT CORE OPPORTUNITIES FUND II, L.P. SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$67.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-3117850631
- Reported beneficial owners
- 1
- Minimum commitment
- $5M
- Form D file number
- 021-76044
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CUYAHOGA CAPITAL PARTNERS IV LPPrivate Equity Fund$60.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
Fund details & source
- Fund ID
- 805-8648893334
- Reported beneficial owners
- 54
- Minimum commitment
- $250K
- Form D file number
- 021-156364
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2020Private Equity Fund$59.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
Fund details & source
- Fund ID
- 805-3914887996
- Reported beneficial owners
- 66
- Minimum commitment
- $10K
- Form D file number
- 021-358569
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SOCIAL ADVANCEMENT FUND, LPPrivate Equity Fund$58.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35
NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655
Fund details & source
- Fund ID
- 805-7131683044
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-407117
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2019Private Equity Fund$58.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-9231700398
- Reported beneficial owners
- 49
- Minimum commitment
- $10K
- Form D file number
- 021-331443
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDPOINT CORE OPPORTUNITIES FUND, L.P. SERIES INTERESTS OF THE SALI MULTI-SERIES FUND, L.P.Private Equity Fund$57.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-9292652169
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
- Form D file number
- 021-76044
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRIVATE ADVISORS HEDGED EQUITY MASTER FUNDHedge Fund · Master$53.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
BNP PARIBAS BANK & TRUST CAYMAN LIMITED
LEI 213800V3EY3231JUM249
BTIG, LLC
SEC 8-65473
FIRST REPUBLIC BANK
LEI YWC0TIKBQM2JV8L4IV08
GOLDMAN SACHS & CO. LLC
SEC 8-129
Fund details & source
- Fund ID
- 805-8513234277
- Reported beneficial owners
- 48
- Minimum commitment
- $1M
- Form D file number
- 021-41131
- Form D file number
- 021-70833
Form ADV 1652146 · May 16, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1652146 · May 16, 2022 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $27B
- Non-discretionary
- $1.65B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1652146 · May 16, 2022 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.