Investment adviser · CRD 309234
APOGEM CAPITAL LLC
NEW YORK, NY, United States · Form ADV filed Mar 31, 2022
- Regulatory AUM
- $28.7B Form ADV · Item 5.F
- Client accounts
- 113 Accounts, not individual clients
- Employees
- 205 Reported in this filing
- Advisory professionals
- 130 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $28,671,215,908 | 205 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 107 | $18,060,315,351 | 63.0% |
| Insurance companies | Fewer than 5 | $9,999,539,492 | 34.9% |
| Other investment advisers | Fewer than 5 | $441,908,143 | 1.5% |
| Charities | Fewer than 5 | $152,538,827 | 0.5% |
| High-net-worth individuals | Fewer than 5 | $16,914,095 | 0.1% |
Filing source
Form ADV 1615529 · Mar 31, 2022 · Item 5.D
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
85 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MCF MEZZANINE FUND I LLCPrivate Equity Fund$8.43MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-3922583704
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2014Private Equity Fund$6.55MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-9402840131
- Reported beneficial owners
- 29
- Minimum commitment
- $10K
- Form D file number
- 021-213514
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2010Private Equity Fund$6.33MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-7414813447
- Reported beneficial owners
- 28
- Minimum commitment
- $10K
- Form D file number
- 021-171711
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NYLCAP SELECT MANAGER FUND, LPPrivate Equity Fund · Master$1.56MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-9113426012
- Reported beneficial owners
- 5
- Minimum commitment
- $5M
- Form D file number
- 021-120837
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MADISON CAPITAL FUNDING CO-INVESTMENT FUND LP - SERIES 2008Private Equity Fund$1.01MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-8720959803
- Reported beneficial owners
- 29
- Minimum commitment
- $20K
- Form D file number
- 021-171712
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NYLCAP SELECT MANAGER CAYMAN FUND, L.P.Private Equity Fund · Feeder · Master$239KGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3903107350
- Reported beneficial owners
- 2
- Minimum commitment
- $5M
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MONTPELIER FUND, L.P.Private Equity Fund$180KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-2727909380
- Reported beneficial owners
- 15
- Minimum commitment
- $500K
- Form D file number
- 021-192489
Form ADV 1615529 · Mar 31, 2022 · Schedule D 7.B.(1)
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 4, 2022 · previous imported filing
- Regulatory AUM$25,015,396,255 → $28,671,215,908
- Client accounts106 → 113
- Employees230 → 205
- Legal nameNEW YORK LIFE INVESTMENTS ALTERNATIVES LLC → APOGEM CAPITAL LLC
Filing source
Form ADV 1615529 · Mar 31, 2022 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $27B
- Non-discretionary
- $1.65B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
299 PARK AVENUE, 37TH FLOORNEW YORK, NY, 10171, United States
CRD 309234
Filing source
Form ADV 1615529 · Mar 31, 2022 · Items 1 & 5
Reported by APOGEM CAPITAL LLC (CRD 309234).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.