Investment adviser · CRD 309234

NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC

NEW YORK, NY, United States · Form ADV filed Mar 4, 2022

Regulatory AUM: $25B
Client accounts: 106
Employees: 230
Advisory professionals: 129

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	100	$15,093,551,508	60.3%
Insurance companies	Fewer than 5	$9,318,652,510	37.3%
Other investment advisers	Fewer than 5	$466,114,635	1.9%
Charities	Fewer than 5	$124,143,212	0.5%
High-net-worth individuals	Fewer than 5	$12,934,390	0.1%

Filing source

Form ADV 1611536 · Mar 4, 2022 · Item 5.D

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

81 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

GOLDPOINT MEZZANINE PARTNERS IV, LPPrivate Equity Fund · Master$1.36BGross asset value

Form D fundraising filings

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GoldPoint Mezzanine Partners IV, LP

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3446925783
Reported beneficial owners: 50
Minimum commitment: $100K
Form D file number: 021-247047

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDPOINT PARTNERS CO-INVESTMENT VI, LPPrivate Equity Fund$852MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

GoldPoint Partners Co-Investment VI, LP

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-1771072615
Reported beneficial owners: 63
Minimum commitment: $0
Form D file number: 021-291352

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GOLDPOINT PARTNERS CO-INVESTMENT V, LPPrivate Equity Fund$529MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

GoldPoint Partners Co-Investment V, LP

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-9667558626
Reported beneficial owners: 31
Minimum commitment: $0
Form D file number: 021-186954

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

RIDGELAKE PARTNERS, LPPrivate Equity Fund$493MGross asset value

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Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer NYLIFE DISTRIBUTORS LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

NYLIFE DISTRIBUTORS LLC
CRD 35350 · SEC 8-46655

Fund details & source

Fund ID: 805-5209709759
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS HEDGED EQUITY MASTER FUND, LTDHedge Fund · Master$451MGross asset value

Form D fundraising filings

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Fund administrator SS&C FINANCIAL SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP MCLEAN, Virginia, United States Other funds reporting this name →

Custodian ADM INVESTOR SERVICES, INC CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS BANK & TRUST CAYMAN LIMITED GRAND CAYMAN, Cayman Islands Related to adviser: No Other funds reporting this name →

Custodian BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian BTIG, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

ADM INVESTOR SERVICES, INC
LEI I9O8MELCUVOTLJABOX92

BNP PARIBAS BANK & TRUST CAYMAN LIMITED
LEI 213800V3EY3231JUM249

BNP PARIBAS SECURITIES CORP.
SEC 8-32682

BTIG, LLC
SEC 8-65473

Fund details & source

Fund ID: 805-7732827835
Reported beneficial owners: 49
Minimum commitment: $1M
Form D file number: 021-129318
Form D file number: 021-53697

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRIVATE ADVISORS SMALL CO PRIVATE EQUITY FUND VIII, LPPrivate Equity Fund · Master$445MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS MCLEAN, Virginia, United States Other funds reporting this name →

Custodian SILICON VALLEY BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source

Fund ID: 805-7014126952
Reported beneficial owners: 50
Minimum commitment: $1M
Form D file number: 021-315970
Form D file number: 021-290384

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MCF CLO IV LLCSecuritized Asset Fund$444MGross asset value

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Fund administrator WELLS FARGO BANK, NATIONAL ASSOCIATION MINNEAPOLIS, Minnesota, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian WELLS FARGO BANK, NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →

Marketer WELLS FARGO SECURITIES LLC CHARLOTTE, North Carolina, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-3140547769
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1611536 · Mar 4, 2022 · Schedule D 7.B.(1)

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 23, 2021 · previous imported filing

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Filing source

Form ADV 1611536 · Mar 4, 2022 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $23.5B
Non-discretionary: $1.48B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

299 PARK AVENUE, 37TH FLOOR
NEW YORK, NY, 10171, United States

CRD 309234

Filing source

Form ADV 1611536 · Mar 4, 2022 · Items 1 & 5

Reported by NEW YORK LIFE INVESTMENTS ALTERNATIVES LLC (CRD 309234).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.